Last Updated: August 17, 2023 Page 1 of 53
LGS Student Handbook (2023-2024)
The LGS Handbook is the official reference for graduate students and others regarding the
administrative and procedural policies, rules, and regulations of the Laney Graduate School ("LGS"). It
contains rules governing degree programs, academic progress, and financial matters. The Handbook also
includes the LGS conduct and honor codes and the LGS grievance process. Finally, the Handbook
contains a list of Emory University ("Emory" or the "University") policies relevant to graduate education.
The policies and procedures of LGS programs must be consistent with the LGS Handbook. Programs may
include policies and procedures in addition to those in this manual. Therefore, students are expected to
be familiar with the policies of the LGS and their degree programs.
The authoritative version of the LGS Handbook is updated annually and published online on the LGS
website. In case of a discrepancy, the version dated and published on the LGS website is authoritative.
LGS and Emory University reserve the right to amend this Handbook and other policies and procedures
at any time. Any changes to the Handbook apply to prospective students and students currently enrolled
and become immediately effective at the time of the publication. If policy changes affect a student’s
academic progress, students who entered a program under a previous handbook should confirm with
their Director of Graduate Studies (DGS) that they are held to the Handbook in place when they started
at Emory.
The provisions of this Handbook remain in force and effect even when class is not in session (e.g.,
between terms, over holiday breaks).
This Handbook is revised annually. Suggestions are welcome. Please send your suggestions to the
following:
Jeffrey K. Staton Jennifer M. Cason
Senior Associate Dean Assistant Dean, Student Affairs
jeffrey.staton@emory.edu & Deputy Title IX Coordinator
jennifer.cason@emory.edu
Last Updated: August 17, 2023 Page 2 of 53
LGS Student Handbook 2023-2024
Table of Contents
ARTICLE I: ACADEMIC AFFAIRS ............................................................................................... 5
Section 1: Degree Programs .............................................................................................................................. 5
Section 1.1: Minimum and Additional Program Requirements 5
Section 1.2: Enrollment Status 5
Section 1.3: Transfer Credit or Programs 6
Section 1.4: English Language Support 6
Section 2: Doctor of Philosophy ........................................................................................................................ 7
Section 2.1: Degree Requirements 7
Section 2.2: Admission to Candidacy 8
Section 2.3: Dissertation Committee 9
Section 2.4: Membership 9
Section 2.5: Dissertation Completion Time 11
Section 2.6: TATTO Program 11
Section 2.7: Jones Program in Ethics 13
Section 3: Master’s Degrees ........................................................................................................................... 14
Section 3.1: Standard Master’s Degree Requirements 14
Section 3.2: Alternative Requirements for the Terminal Master’s 14
Section 3.3: Doctoral Students Discontinuing their Ph.D. and Approved for a Terminal Master’s 15
Section 3.4: Master's based on Candidacy and Interim Master's degrees 15
Section 3.5: Maximum Time to Complete the Master’s Degree 15
Section 4: Graduate Certificates ...................................................................................................................... 15
Section 4.1: Declaration 15
Section 4.2: Credits 16
Section 4.3: Completion 16
Section 5: Dual and Joint Degrees ................................................................................................................... 16
Section 5.1: Dual Degrees 16
Section 5.2: Joint degrees 16
Section 5.3: 4+1 Dual Degrees 16
Section 5.4: Four-Year Bachelor's/Master's Programs 16
Section 6: Registration Status and Academic Performance ............................................................................... 17
Section 6.1: Readmission 17
Readmission for Non-degree seeking students. 17
Section 6.2: Academic Expectations and Grades 18
Section 6.3: Academic Performance and Status 19
Section 6.4: Satisfactory Progress 20
Section 6.4: Permanent Academic Record (Transcripts) 21
Section 6.5: Grade Appeals 21
Section 6.6: Sealing Student Records 21
Section 7: Withdrawals and Leaves of Absence................................................................................................ 21
Section 7.1: Voluntary Withdrawals 21
Last Updated: August 17, 2023 Page 3 of 53
Section 7.2: Involuntary Withdrawals 22
Section 7.3: Leaves of Absence 22
Section 9: Parental Arrangements ................................................................................................................... 23
Section 9.1: Policy 23
Section 9.2: Eligibility 23
Section 9.3: Stipend Support 23
Section 9.4: Arrangement Principles 23
Section 9.5: Arrangement Procedures 24
Section 10: Degree Completion ....................................................................................................................... 24
Section 10.1: Registration and Awarding of Degrees 24
Section 10.2: Application for Degree 24
Section 10.3: Degree Clearance Form (Completion of Requirements Report) 24
Section 10.4: Dissertation or Thesis Submission 25
Section 10.5: Graduate Education Exit Survey and Survey of Earned Doctorates 25
Section 10.6: ProQuest/UMI Publishing Agreement 25
Section 10.7: Master’s Degree based on Candidacy 25
Section 10.8: Financial Obligations to the University 25
Section 10.9: Commencement Ceremony 25
Section 10.10: Diploma Notation and Name 25
Section 11: Registration.................................................................................................................................. 26
Section 11.1: Continuous Registration 26
Section 11.3: Payment of Accounts 26
Section 11.4: Course Load and Adjustments 27
Section 11.5: Grading Options 27
Section 11.6: Withdrawal 27
Section 11.7: Undergraduate Courses 27
Section 11.8: Student Loan Deferment 27
Section 11.9: Dual Registration 28
Section 11.10: Cross Registration Atlanta Regional Consortium for Higher Education (ARCHE) 28
Section 11.11: Registrar 28
Section 12: Amendments................................................................................................................................ 28
ARTICLE II: FINANCIAL INFORMATION .................................................................................. 28
Section 1: Graduate Cost of Attendance ......................................................................................................... 29
Section 1.1: Transcript Fee 29
Section 1.2: Mandatory Health Insurance 29
Section 1.3: Financial Responsibility to the University 29
Section 1.4: Courtesy Scholarships 29
Section 2: Merit Awards and Financial Aid ...................................................................................................... 30
Section 2.1: Loans and Office of Financial Aid 30
Section 2.2: LGS Awards 30
Section 2.3: Electronic Stipend Deposit 30
Section 2.4: Termination or Suspension of Stipend Support 30
Section 2.5: Conditions and Eligibility for LGS Funding 31
Section 2.5.1: Approval of Outside Employment 31
Section 2.5.2: Outside Employment and Stipend Support 31
Section 2.6: Tax Liability 31
Last Updated: August 17, 2023 Page 4 of 53
Section 3: LGS Emergency Loan Fund .............................................................................................................. 31
Section 3.1: Eligibility 32
Section 3.2: Procedure 32
Section 4: Financial Aid and Satisfactory Academic Progress ............................................................................ 32
Section 4.1: Monitoring Eligibility: Disqualification, Probation 33
ARTICLE III: HONOR, CONDUCT, AND GRIEVANCE ................................................................. 34
Part 1: LGS Honor Code .................................................................................................................................. 34
Section 1: Academic Misconduct 34
Section 2: The Use of Sources in Writing Research Papers, Theses, and Dissertations 35
Section 3: Procedures for Reporting Cases 35
Section 4: Investigation Procedures 36
Section 5: Honor Code Full Committee Hearing 36
Section 6: Honor Code Hearing Procedures 37
Section 7: Student's Rights 38
Section 7: Sanctions 38
Section 8: Confidentiality 39
Section 9: Appeal Procedure 39
Part II: LGS Conduct Code ............................................................................................................................... 40
Section 1: Conduct on Campus and Standards of Behavior 40
Section 2: Interim Action 42
Section 3: Procedures for Reporting Cases 43
Section 4: Investigation Procedures 43
Section 5: Conduct Code Committee 43
Section 6: Conduct Code Hearing Procedures 43
Section 7: Student's Rights 45
Section 8: Sanctions 45
Section 9: Confidentiality 45
Section 10: Appeal Procedure 46
Part III: Involuntary Withdrawal Policy and Procedure ..................................................................................... 46
Section 1: Conditions 47
Section 2: Procedure 47
Section 3: Evaluation 48
Section 4: Informal Hearing 48
Section 5: Appeal to the Dean 49
Section 6: Emergency Suspension 49
Section 7: Conditions for Readmission 49
Part IV: LGS Grievance Procedure ................................................................................................................... 49
Section 1: Filing a Grievance 50
Section 2: Committee on Grievance Procedure 50
Section 3: Appeals 50
Part V: Commonly Used University Policies ..................................................................................................... 51
Emory Email Communication Policy 51
Last Updated: August 17, 2023 Page 5 of 53
Article I: Academic Affairs
Section 1: Degree Programs
The mission of the LGS is to promote discovery and enduring knowledge by preparing
innovative, thoughtful leaders in research, scholarship, teaching, and practice in service to the
global good. In graduate education, student performance is more important than just fulfilling
formal requirements. The graduate school experience may include lectures, seminars, laboratory
courses, directed study, teaching opportunities, and research. A student’s program of study must
be planned in consultation with an appointed adviser, DGS, or advisory committee. Students can
apply to a specific degree program or as a special-standing student. Special-standing students are
students who may not be working towards an Emory degree. For additional information on non-
degree-seeking student status, visit our Non-Degree Students website. To learn more about
Emory degree programs, visit our Degree Programs page to discover the range of degree
programs offered at the LGS.to discover the range of degree programs offered at the LGS.
The LGS expects students to complete a graduate program in sequence and as expeditiously as
possible. Generally, students are permitted to fulfill degree requirements under the policies of the
LGS and degree program handbook at the time of their first admission to the LGS. However,
students may petition the program and LGS if extension or individual situations require a review of
requirements.
Section 1.1: Minimum and Additional Program Requirements
The LGS sets minimum degree requirements. However, individual programs may have additional or
more stringent requirements. Students should consult program handbooks, PDs, and directors of
graduate studies to obtain further information on specific program requirements.
Section 1.2: Enrollment Status
Students in the LGS are enrolled in one of two forms:
Degree-Seeking: Students enrolled in courses intending to earn a Doctorate, master’s degree, or
certificate.
Non-Degree-Seeking: Students enrolled in one or more courses for personal or professional academic
benefits but not to earn a degree.
Students must maintain enrollment by continuously registering for courses each term. If a student
does not register for one or more terms or withdraws from all courses after registering, they will
become inactive and must apply for readmission. Article I, Section 6 of this Handbook provides
additional information on registration status.
Unless instructed otherwise by their program, all continuing degree-seeking students in the LGS can
register via OPUS, the university registration system. Students are given specific instructions by email
before pre-registration dates to assist with the registration process. Pre-registration dates are listed
on the University Registrar and LGS websites. Before registering, students should consult their advisor
and check with program staff for program-specific requirements.
Last Updated: August 17, 2023 Page 6 of 53
Section 1.3: Transfer Credit or Programs
The LGS requires that most, if not all, credits counted toward LGS degrees be earned at Emory.
Under certain circumstances, programs may appeal for up to 9 hours of transfer credit from an
accredited institution to be counted in place of Emory course study if earned within seven years. No
courses accepted for transfer credit can be applied toward another conferred degree. The DGS or PD
must submit a written request to [email protected], confirm that transferred credits are not
counted toward another degree, and indicate which Emory courses are deemed equivalent to the
courses for which transfer credit is proposed. Any amount over 9 hours must have strong support
and justification from the program and be approved by the Dean.
Students admitted with general or specific deficiencies or whose prior degrees were conferred
eight or more years before admission may be required to complete additional requirements. The
DGS or PD will discuss any other requirements with the student.
Change of LGS Degree Program
A student who wishes to transfer from one LGS program to another must request the DGS or
the PD of both programs using the Request for Program Transfer form available on the LGS
website. The request may be approved after the graduate program and the LGS Dean review.
Students wishing to transfer from one program to another do not have to submit new
applications or fees.
The new program DGS will recommend to LGS the number of hours credited to transfer from the
prior program based on new degree objectives and requirements. Programs may prescribe
additional course requirements for transferring students. The maximum credit that can be
transferred from the student's former program is 18 hours.
International students must consult with the International Student and Scholar Services office
about any necessary adjustment to the student’s I-20.
If the student is a veteran, they must notify the Office of the Registrar at registr@emory.edu.
Section 1.4: English Language Support
The LGS English Language Support Program (ELSP) recognizes that students enter LGS with
multifaceted language backgrounds and offers language instruction and consultation to help
multilingual graduate students progress in graduate school.
Newly admitted LGS students who indicated on their Emory Admission application that English is not
their first language must take oral and written Emory-specific language proficiency assessments or
request an exemption from the ELSP.
The assessment of incoming graduate students, both master’s and doctoral level, occurs in August,
before the beginning of the Fall Term. ELSP coursework is required during the first year of study for
students with intermediate-level language proficiency or less. Based on their assessment results, all
other students enroll in ELSP to further advance their English communication skills. ELSP coursework is
for credit, graded on a Satisfactory/Unsatisfactory basis, and appears on students’ official transcripts.
Last Updated: August 17, 2023 Page 7 of 53
Section 2: Doctor of Philosophy
The program leading to the Doctor of Philosophy degree provides education for a research or
scholarly inquiry career. Accordingly, the degree is not conferred upon a candidate fulfilling specific
requirements. Instead, the highest academic degree is awarded to students who can produce
original scholarship and promise as an authority in a chosen field.
Specific requirements for the degree include but are not limited to a program of study covering a
body of coherently related fields, investigation of a research problem in the major field of study, and
completion of other general requirements such as the LGS TA Training and Teaching Opportunity
(TATTO) and Jones Program in Ethics (JPE) programs.
Section 2.1: Degree Requirements
Minimum Degree Requirements
In addition to satisfying general requirements for admission to the LGS, the student seeking the Ph.D.
degree must fulfill specific requirements before and during candidacy. Individual programs and
divisions may specify additional and more stringent requirements. All degree requirements, including
dissertation submission to the LGS, must be completed within nine years of admission.
TA Training and Teaching Opportunity Program
In 1991, the LGS inaugurated the TA Training and Teaching Opportunity (TATTO) program to
prepare students to be competent and confident instructors in various settings, including college
and university classrooms. All students pursuing the Emory Ph.D. must complete the TATTO
program. In addition, any student who accepts a paid TA appointment must take TATTO 600.
Request for exemptions should be submitted to the Dean of Professional Development and
Career Planning.
Although many universities have programs for preparing TAs, two characteristics distinguish the
Emory program: (1) TATTO is a degree requirement across the LGS, and (2) TATTO is a scaffolded
experience involving several stages.
For more specific information, see Section 2.6 TATTO.
Jones Program in Ethics
The Jones Program in Ethics (JPE) provides broad and deep engagement with the ethical issues of
research, scholarship, and professional life for all Ph.D. students in the LGS. This engagement will
occur within broad, interdisciplinary forums and the student’s graduate program. A student’s
engagement with ethics should cover areas relevant to the student’s course of study and
appropriately staged throughout a student’s career.
Completion of the JPE program is required for doctoral students. For more specific information, see
Section 2.7 JPE.
Doctoral Examinations
Doctoral examinations determine the student’s qualifications for advanced study and mastery of the
field of specialization. The examinations must verify adequate intellectual knowledge in the student’s
given area and any required supporting fields. The examinations are usually prepared and
Last Updated: August 17, 2023 Page 8 of 53
administered by the program or division of specialization, and the individual program or division
determines the schedule for the general doctoral examinations. If the primary field of study lies within
more than one program, the examination may be prepared and administered by a committee
appointed by the LGS Dean. Credit for study completed elsewhere does not exempt the student from
any part of the doctoral examinations.
As a fundamental requirement for the Ph.D. degree, a student must demonstrate mastery of methods
and tools of research, the potential for productive scholarship, and promise as an authority in a
particular subject. This demonstration is embodied in a dissertation setting forth the results of the
student’s original investigations. The dissertation must contribute to existing knowledge or be a fresh
and significant critical interpretation of existing knowledge. It is actual proof of the candidate’s
scholarly abilities.
The dissertation, approved by the candidate’s adviser and dissertation committee, must be
submitted to the LGS Dean within nine years of admission. Deadlines for submission are indicated
in the LGS Academic Calendar. The graduate faculties of the programs are responsible for the
student's proper dissertation preparation. The LGS Dean reviews every dissertation. A dissertation
is only complete once the Dean has approved it.
Final Oral Examination
Most programs require a final oral examination or defense of the dissertation. Students should consult
program regulations and advisers about program-specific requirements.
Section 2.2: Admission to Candidacy
Candidacy status indicates that a doctoral student has developed sufficient mastery of a
discipline to produce an original research contribution in their field. Students should apply for
candidacy after completing the program's preliminary degree requirements. Candidacy is a
marker of program quality and reflects nationally and internationally on program success.
Failure to apply for candidacy at the appropriate time can cause probation, delay fellowship
continuation, and in some cases, graduation. (Note: Students cannot apply for candidacy and
graduate in the same term.)
Requirements for Candidacy
To be eligible for candidacy, a student must meet the following requirements:
1. Complete all program requirements for candidacy: coursework and other training required
by the degree program, including program required JPE training.
2. Complete qualifying examinations required by the degree program.
3. Obtain approval of a dissertation prospectus, if required by the degree program.
4. Complete TATTO 600, TATTO 605, and JPE 600
5. Resolve any Incomplete (I) or In Progress (IP) grades.
6. Have a minimum cumulative 2.70 GPA.
7. Have earned at least 54 credit hours at the 500 level or above.
TATTO 610 and JPE 610 may be completed after entering candidacy. Additionally, programs
may reserve the dissertation prospectus and committee requirement to be met after candidacy
Last Updated: August 17, 2023 Page 9 of 53
(see Dissertation Committee section).
Students must reach candidacy by September 15 of their fourth year. Students must meet this
deadline or be placed on academic probation for the Spring term. If a student is already on probation
due to previous term outcomes, another probation notation is added to the student's unofficial
transcript for that term. The probation notation of P#CA (where # represents the consecutive terms of
being on probation and CA represents Candidacy Application) will remain on the unofficial transcript.
The candidacy probation notation will carry over each term until candidacy is reached or a DGS
submits a milestone extension requestion form. Probation notations cannot be removed. Students on
probation will not be eligible for Professional Development Support Funds (PDS funds) and may forfeit
financial support.
Procedure
Students enter candidacy by applying for Admission to Candidacy. Instructions for how to apply for
candidacy are available on the LGS website. The application requires programs to affirm that all
program requirements have been met (1-3 above), and LGS confirms that the remaining requirements
have been met (4-7).
Students are considered “in candidacy” when the Dean has approved the application to enter
candidacy.
Section 2.3: Dissertation Committee
Form and Timing
LGS must approve all dissertation committees. Students must submit a program-approved dissertation
committee form to LGS by March 15 of their fourth year. Students should consult their program to
determine if it requires the dissertation committee form to be submitted before or after successfully
defending their prospectus. Students must meet the March 15 deadline or be placed on academic
probation the following term (Summer). If a student is already on probation due to previous term
outcomes, another probation notation is added to the student's unofficial transcript for that term. The
probation notation of P#DC (where # represents the consecutive terms of being on probation and DC
represents the Dissertation Committee) will remain on the unofficial transcript. The DC probation
notation will carry over each term until the dissertation committee form is submitted or a DGS
submits a milestone extension requestion form. Probation notations cannot be removed. Students on
probation will not be eligible for PDS funds and may forfeit financial support.
Section 2.4: Membership
The LGS requires at least three committee members to belong to the LGS faculty. Emory faculty who
are not LGS faculty may serve on a committee but do not count toward the three LGS faculty
requirements.
LGS recognizes the value of involving scholars with expertise relevant to the interest of Ph.D.
candidates who are not Emory faculty. Scholars at universities or other institutions may serve on the
committee with the Dean's permission. If a committee member outside Emory is identified, the
following steps should occur:
1. The DGS or division director will write a memo requesting approval from the LGS Dean. The
memo should describe how this individual will contribute to the student’s committee.
Last Updated: August 17, 2023 Page 10 of 53
2. After the Dean approves the member, the student should submit the written request as
part of the dissertation committee approval form.
Changes to the Committee
If the dissertation committee's membership needs to change, students should submit a change of
dissertation committee form as soon as possible.
When a student submits a completed dissertation, the committee membership must match the
members listed on the most recent dissertation committee form submitted and approved by the
LGS.
Requesting an Extension for Chair/Advisor of the Dissertation Committee
An extension should only be requested for an LGS faculty member who has served as
Chair/Advisor for one year following a change to their affiliation or location as LGS Graduate
Faculty and wishes to continue to serve as Chair/Advisor for a limited extended period.
Emory Faculty Relocates or Retires
When any Emory dissertation committee member moves from Emory to another academic or
research institution or a faculty member retires, the student should consult with their advisor and
DGS or PD for guidance on how to proceed with the composition of their committee. This action
ensures the student has the support and guidance to complete the dissertation project.
Continued Member of the Dissertation Committee
A faculty member who moves from Emory to another academic or research institution may
continue to serve as one of the three required LGS faculty members on a dissertation
committee if the committee was already formed before the faculty member leaves Emory.
The faculty member may serve in this capacity for up to three years after departure. Under
extraordinary circumstances, the DGS or PD may petition the Dean to extend this time limit
on behalf of the student.
Retired Professors affiliated with an Emory doctoral program may continue to serve on
dissertation committees as LGS faculty for five years after they retire. After five years, they
may continue to serve as a member but will not remain as one of the three required LGS
faculty.
Continued Member as Co-Chair/Co-Advisor of the Dissertation Committee
A faculty member who currently serves as co-chair/co-advisor of a dissertation committee
and moves from Emory to another academic or research institution may continue to serve
as co-chair/co-advisor of the committee. They will be considered one of the three LGS
faculty members for up to three years after departure, assuming the other co-chair/co-
advisor is an LGS faculty member. If the other co-chair/co-advisor is not an LGS faculty
member, the committee must be reconstituted to include one current LGS faculty
member as co-chair/co-advisor. Under extraordinary circumstances, the DGS or PD may
Last Updated: August 17, 2023 Page 11 of 53
petition the Dean to extend this time limit on behalf of the student. Retired Professors
affiliated with an Emory doctoral program may continue to serve as co-chairs/co-advisors
on dissertation committees as LGS faculty for five years after they retire. After five years,
they may continue to serve as co-chair/co-advisor but will not remain as one of the three
required LGS faculty.
Continued Member as Chair/Advisor of the Dissertation Committee
A faculty member who currently serves as chair/advisor of the dissertation committee and
moves from Emory to another academic or research institution may continue to serve as
chair/advisor of the committee as one of the three LGS faculty members if the student
completes the dissertation within one year of the chairperson’s/advisor’s departure. If the
student does not complete their dissertation within one year, the faculty member may
continue to serve as co-chair/co-advisor with a current member of the LGS faculty for up to
three years after departure.
Retired Professors currently serving as chair/advisor of the dissertation committee may
continue to serve as chair/advisor of the committee as one of the three LGS faculty
members if the student completes the dissertation within one year of the
chairperson’s/advisor’s retirement. If the student’s dissertation is not completed within one
year, the faculty member may continue to serve as co-chair/co-advisor with a current
member of the LGS faculty for up to five years after they retire.
A program DGS may request an extension for a member of the Emory Faculty who moved from Emory
or became a retired faculty member. The DGS/PD must submit a written request for an extension to
the LGS Sr. Associate Dean. The request should include a list of all committee members, each
member's roles (current or proposed), and the length of time as members. If functions are changing,
the DGS should describe the faculty member’s expertise in the dissertation topic, the reason for the
extension, and the end date for an extension. See the LGS Dissertation Committee webpage for more
details to request an extension.
Section 2.5: Dissertation Completion Time
LGS expects students to complete their dissertations and apply for graduation within six years. If
students do not complete their dissertation by the end of their sixth year, programs may grant a one-
year degree extension without LGS approval. Degree extensions beyond the 7
th
year require LGS
approval. A milestone extension request form and a program approved detailed timeline for completion
must be submitted to LGS for all degree extensions beyond six years. Approved degree extensions do
not include guaranteed LGS funding.
Section 2.6: TATTO Program
Four stages of the Teaching Assistance (TA) Training and Teaching Opportunity (TATTO) program
provide students with a solid foundation and the opportunity to gain teaching experience in steps of
increasing responsibility. With a few exceptions, a student may teach up to five terms in any
combination of TA (TA) and Associate positions during the first five years at Emory. TATTO 600 and 605
must also be completed before applying for candidacy.
1. TATTO 600: The first stage of the TATTO program, TATTO 600, is a one-credit hour course
offered in the Fall Pre-term. The course is graded satisfactory/unsatisfactory. TATTO 600 is a
Last Updated: August 17, 2023 Page 12 of 53
prerequisite for any Emory teaching assistance ship, including TATTO 605, TATTO 610, or any
paid TA position at Emory. TATTO 600 should be taken immediately before a student’s first
teaching experience. Faculty for TATTO 600 are drawn from diverse fields of study and are
committed to excellence in teaching and research. The syllabus covers topics of importance
to all students, including inclusive pedagogy, lesson planning and assessment, online
pedagogical tools, classroom and lab instruction, accessibility, and other responsibilities.
2. Program-Based Course in Teaching: In the second stage, students complete a program-based
course on teaching strategies from the perspective of the student’s discipline. Optimally,
students enroll in this course while registering for TATTO 605, the teaching assistantship.
3. TATTO 605: The third stage of the TATTO program, TATTO 605, is a non-financially
compensated, closely mentored teaching assistantship. The program and faculty mentor
determine the specific responsibilities of this assistantship. In addition, the faculty member
should provide continuous guidance and evaluation of the TA during the term of the
teaching assistantship.
4. TATTO 610: The fourth stage of the TATTO program, TATTO 610, is the Teaching
Associateship, an advanced teaching opportunity. The LGS favors a co-teaching model for
this stage, in which the student and a faculty member collaborate in all aspects of a course,
from syllabus design to final grading. In many programs, Teaching Associates are primarily
responsible for teaching a course of their design. In all cases, teaching associates receive
attentive mentoring and evaluation. Students register for TATTO 610 during the term of the
Teaching Associateship position.
Students who demonstrate exceptional teaching ability may qualify to apply for the Dean’s
Teaching Fellowship. To be eligible for consideration, a student must have completed all LGS and
program requirements (except the dissertation) and been admitted to Ph.D. candidacy. Dean's
Teaching Fellows have complete responsibility for the course they teach. LGS offers a number of
these merit-based fellowships to students, usually in their sixth year, on a competitive basis.
TATTO Credit
The Registrar notes TATTO credit on transcripts, documenting fulfillment of the degree
requirement. TATTO 600 must be completed unless an equivalent number of hours of formal
instruction in teaching assistance has been met. In such cases, the student’s DGS should submit a
written request for exemption to the Assistant Dean of Professional Development and Career
Planning, outlining the student's teaching experience. If the prior experience closely matches a
given TATTO requirement in intellectual scope and duration, that requirement may be waived.
Teaching Assistance and Associates (TA)
The stages of the TATTO program are intended to ensure that Ph.D. students are adequately
prepared for various instructional roles and that a student’s opportunities to learn in the
classroom grow with experience. In addition, TATTO prepares our students to apply this
knowledge in various professional settings inside and outside the academy.
The titles TA and teaching associate designate a student’s progress through the TATTO program. TA
Last Updated: August 17, 2023 Page 13 of 53
experience varies from program to program. The defining characteristic of this opportunity across all
programs is a mentored initial teaching experience. A TA may be responsible for 10 to 12 hours per
week of discussion, laboratory supervision, etc. The Teaching Associate experience advances the
student to a teaching opportunity with more significant learning experiences, sometimes in a co-
teaching arrangement with a faculty member. In some programs, the student and faculty
collaborate on all aspects of a course, from syllabus design to final grading. In other programs, a
teaching associate could learn from teaching an entire class with ongoing mentoring.
In compliance with recommendations of the Southern Association of Colleges and Schools, students
may only be the instructor of record for a course after they have completed at least 18 hours of
graduate credit in their teaching field.
A student may only be a TA or teaching associate for up to five terms during their first five years at
Emory with the approval of the Assistant Dean of Professional Development and Career Planning.
Students wishing to teach more than five terms as either a TA or teaching associate should submit a
letter of request to the Dean explaining their rationale for desiring these additional educational
opportunities.
Section 2.7: Jones Program in Ethics
The Jones Program in Ethics (JPE) provides broad and deep engagement with the ethical issues of
research, scholarship, and professional life for all Ph.D. students in the LGS. This engagement will
occur within broad, interdisciplinary forums and the student’s graduate program. A student’s
engagement with ethics should cover areas relevant to the student’s course of study and be
appropriately staged throughout a student’s career.
Program Elements
There are three elements of the JPE. Completion of all aspects (1) and (2) is required for
candidacy, and (3) is required for graduation.
1. JPE 600: Students take a 6-hour course in scholarly integrity, supported by the LGS.
The course is graded Satisfactory/Unsatisfactory. This course has no associated credit
hours, but completion is a graduation requirement. Incoming students beginning their
first year of graduate studies must register for JPE 600. Students should discuss the
appropriate course registration time with their Program Administrators. Participation
in this course is recorded on the student’s transcript.
2. Program-based training: Students will complete at least 6 hours of training in
program-based ethics material. The disposition of this time is at the program’s
discretion. This training may occur within existing courses, such as methodology or
professionalization. It may also take the form of faculty-led workshops or journal
clubs. This part of the program intends to promote student discussions with their
program faculty and to integrate explicit attention to ethics into the regular course of
graduate education. The student’s program monitors student participation in this
element of JPE. The student’s program indicates on the candidacy form that students
have fulfilled at least 6 hours of program-based material.
3. JPE 610: Students will also participate in at least 4 JPE 610 sessions designated by the
LGS as eligible for ethics training credit. JPE 610 sessions occur regularly throughout
Last Updated: August 17, 2023 Page 14 of 53
the academic year and are listed on the JPE website. All sessions align with at least
one of JPE’s areas of scholarly integrity, align with the JPE program outcomes, and are
delivered by faculty, staff, or partners with expertise in the subject matter.
Participation is recorded on the student’s transcript as sections of JPE 610.
JPE Credit
The Registrar notes participation in JPE 600 (1 section) and JPE 610 (4 sections) on each student's
transcript, which signifies fulfillment of the degree requirement.
Section 3: Master’s Degrees
A master’s degree is conferred upon a candidate who completes all requirements in an approved
program. Only a few programs accept applicants solely for master's study. Students admitted to
terminal master's degree programs at Emory may not pursue a doctoral program without submitting a
complete application to the Ph.D. program. Additionally, unlike full-time doctoral students in LGS, the
financial support available for master's students is limited. Master's students can enroll in the Emory
University Student Health Insurance Plan (EUSHIP) but will be responsible for the health insurance
premium and all student fees.
LGS offers two types of master's degrees: (1) A terminal master’s degree and (2) An interim master’s
degree.
1. Students who discontinue their graduate study for any given reason may be eligible for a
terminal master’s degree.
2. Students who seek an interim master's degree earn this degree on their way to earning a
Ph.D.
Students should discuss both options with their program’s DGS.
Section 3.1: Standard Master’s Degree Requirements
The LGS sets the standard requirement for the master's degree. Standard requirements include
satisfactory completion of at least 30 credit hours. Standard requirements also include
at least 15 credit hours in courses or seminars; This does not include Directed Study 597
or Research 599.
At least 11 credit hours must be at the 500 or 700 levels.
A B- or better grade must be earned in at least 11 credit hours of courses.
Courses at the 100 or 200 level do not apply towards a master’s degree.
Section 3.2: Alternative Requirements for the Terminal Master’s
LGS program requirements for the terminal master's degree vary. Some programs require considerably
more course activity than the standard requirements listed above. Programs may require an
examination or written thesis at the end of the program. Programs may have additional requirements
related to foreign language proficiency or other research skills deemed relevant to a student’s course of
study. Students should consult programs for specific details.
If a program requires a written thesis, a student must submit an acceptable thesis demonstrating an
ability to use the methods of advanced investigation or research. The nature of the thesis, as well as its
form, varies among the different fields. The thesis is submitted to LGS after the student’s advisory
committee approves the thesis. The student’s advisory committee requires two members of the LGS
Last Updated: August 17, 2023 Page 15 of 53
graduate faculty. The LGS Dean reviews every thesis. The deadline for submitting a thesis to the Dean is
listed in the academic calendar. Students must be registered in the term in which they receive the
degree. Before the Dean accepts the thesis, the program must certify that the student has completed all
requirements for the degree.
Section 3.3: Doctoral Students Discontinuing their Ph.D. and Approved for a Terminal Master’s
Doctoral students who discontinue their graduate study for any given reason may be eligible for a
terminal master’s degree at Emory. A student must request approval for a change to a terminal
master’s degree status, the term in which the student seeks to receive the terminal master's. This
request for approval must be submitted before the degree application deadline for the relevant term.
If completion of the terminal master’s degree extends beyond the term approved for the master's
degree, the student may receive a tuition scholarship but will not receive a stipend or student health
insurance. Students will be responsible for the EUSHIP premium and remain responsible for all student
fees.
Section 3.4: Master's based on Candidacy and Interim Master's degrees
Some, but not all, programs allow students to earn a master's degree based on doctoral candidacy. A
student granted program approval to file for a master's based on candidacy must meet all LGS and
program requirements for the master's degree (except for the thesis) and submit a Completion Form to
LGS. LGS will not award a master’s degree based on candidacy retroactively after a student has
completed the Ph.D.; therefore, students must apply for the master's degree immediately upon reaching
eligibility.
Section 3.5: Maximum Time to Complete the Master’s Degree
A student must complete all requirements for a terminal master’s degree within five years of admission.
If students do not complete their degree by the end of their fifth year, programs may grant a one-year
degree extension without LGS approval. Degree extensions beyond the 6
th
year require LGS approval. A
milestone extension request form and a program approved detailed timeline for completion must be
submitted to LGS for all degree extensions beyond five years.
A student beyond the five-year limit who fails to obtain an extension from their program or exhausts the
extension granted without completing the requirements for the degree will no longer be considered an
active degree-seeking student.
Section 4: Graduate Certificates
Graduate certificate programs provide graduate students with interdisciplinary expertise.
Certificates will enhance student education and research and expand students’ professional
competencies. Students interested in a Graduate Certificate should consult the Certificate PD
about eligibility criteria and requirements. More information on the active certificate program can
be found on the LGS website.
Section 4.1: Declaration
Once accepted to the desired certificate program, students should complete and submit to LGS a
Certificate Declaration Form, found on the LGS website.
Last Updated: August 17, 2023 Page 16 of 53
Section 4.2: Credits
Students may enroll in more than one certificate program, but up to three credits may be counted
toward two certificates. If a student is enrolled in a degree program because certificates are intended
to enhance interdisciplinary education, up to three credits from a student’s home program may be
counted toward any certification. Transfer credits may not be applied toward certificate requirements.
Section 4.3: Completion
Completing a certificate program requires at least 12 credits of course study at the 500 to 700 level.
Certificates must have some requirements, in addition to the minimum credit hours, that make the
course of study systematic and cohesive; This may take the form of required core courses, exams,
projects, or practicum.
Upon finishing the certificate program requirements, the student must obtain and submit a completed
Certificate Clearance Form documenting the completion of the requirements.
If the student is earning a degree and a certificate, the student should complete an Application for a
Degree in addition to the Application for a Degree submitted for the dissertation; This will allow the
certificate to be noted on the transcript. Students will not be awarded a paper certificate. Certificates
are only notated on student transcripts. Students obtaining a certificate in Translational Research not
enrolled in an Emory Ph.D. program are an exception. Students should contact their program for
additional information.
Section 5: Dual and Joint Degrees
Section 5.1: Dual Degrees
Dual degrees are typically pursued and completed in stages and are awarded sequentially. The LGS
requires that all dual degree programs be allowed a maximum of 20% of credit hours to be double-
counted or exchanged toward the dual degree. For example, if a master’s degree consists of 30 credit
hours, a maximum of 6 credit hours may be double counted with the other degree.
Section 5.2: Joint degrees
Joint degrees are typically pursued in a mixed curriculum and awarded together.
Section 5.3: 4+1 Dual Degrees
Available to baccalaureate students enrolled in Emory College of Arts and Sciences (ECAS), the LGS
offers several 4+1 dual degree programs, which bridge the undergraduate senior year with a fifth
(“+1”) year of graduate study in the LGS, resulting in the awarding of the master's degree by the LGS.
Visit our Bachelor/Master's Programs page to view offerings.
Section 5.4: Four-Year Bachelor's/Master's Programs
Exceptional Emory College of Arts and Sciences (ECAS) students with superior undergraduate records
may be eligible for a combined degree program where bachelor’s and master’s degrees are awarded
conjointly at the end of four years. ECAS departments reserve the option of offering such a program and
selecting students for participation. Interested undergraduates should consult their departments as
early as possible for details. A Four-Year Bachelor’s/Master’s Application for Admission must be
submitted during the spring semester of the junior year (before commencement), along with the
Last Updated: August 17, 2023 Page 17 of 53
departmental recommendation letter for the program. The LGS will only recognize students as dual-
degree students if these steps are completed before the deadline.
Visit our Bachelor/Master's Programs page to view offerings.
Section 6: Registration Status and Academic Performance
There are two registrations statuses:
Active: A student currently enrolled in any course or program for which the student is registered.
Inactive: A student not currently enrolled in any course or program. A student who does not maintain
continuous enrollment each term will be discontinued and become inactive. Students on an approved
leave of absence will also be listed as inactive. To return to active status, a student must apply for
readmission.
Section 6.1: Readmission
Students who fail to maintain continuous registration become inactive and are ineligible for funding
and health insurance. Inactive students must apply for readmission.
Students not enrolled for one or more terms must apply for readmission; This is required for
students on an approved leave of absence and those who allowed their enrollment to lapse without
obtaining an approved leave and become discontinued. Students who fail to maintain continuous
enrollment must submit an online form and apply for readmission at least 30 days before the term
they wish to re-register.
The first step in applying for readmission is contacting the program's DGS. Next, the student must
submit a readmission form on the LGS website. Finally, the student’s program will be asked to
approve the readmission application. Readmission is approved at the discretion of the program or
division, which may also prescribe additional course requirements.
Consideration for readmission includes a student’s academic standing and review of their pre-
approved plan for return that outlines timely academic progress at the end of the last term registered,
including any incomplete grades converted to an F or U during the student’s absence. Students who
have exceeded the nine-year enrollment limit on the time to degree cannot be readmitted.
Students with enrollment holds must contact Emory's Office of Student Accounts and Billing or other
appropriate office and apply for readmission once the hold has been removed.
Students who decide not to continue their graduate study in a doctoral program and switch to a
terminal master’s degree may be readmitted into the doctoral program from which they intend to earn
their terminal master's degree.
Readmission for Non-degree seeking students.
Students not enrolled for one or more terms must apply for readmission by completing the online
process for non-degree readmission at least 30 days before enrollment.
Last Updated: August 17, 2023 Page 18 of 53
Section 6.2: Academic Expectations and Grades
Academic expectations are standards and goals set to achieve success in an academic program. It is
essential and expected that students understand performance expectations to maintain satisfactory
progress as defined by their academic program and LGS. There are several ways in which performance
expectations can be defined and communicated, including but not limited to a course syllabus, program
handbook, faculty expectations, academic and research integrity standards, meeting academic
milestones, etc. Understanding performance expectations is essential. Communication between
students and faculty is expected and critical to receive a satisfactory grade in a course.
Grading System
The symbols A, A-, B+, B, B-, C, F, W, WF, S, U, WU, IP, I, IF/IU, and AUD are used in the LGS to indicate
the following:
Grade
Meaning
Quality Points
A
Superior
4.0
A-
3.7
B+
3.3
B
Satisfactory
3.0
B-
2.7
C
Marginal
2.0
F
Failing
0.0
S
Satisfactory*
U
Unsatisfactory*
W
Withdrawal without penalty*
WF
Withdrawal while failing
0.0
WU
Withdrawal while performing unsatisfactorily*
IP
In progress*
I
Incomplete*
IF/IU
Incomplete failing / Incomplete unsatisfactory
AUD
Audit*
Last Updated: August 17, 2023 Page 19 of 53
* These grades are not included in calculating a student’s grade point average; additionally, students
must be enrolled in the courses they audit.
Grading Basis
In some programs, a student can take courses outside their program of study on either a
satisfactory/unsatisfactory (S/U) or a letter-grade basis. Students should consult their DGS, PD, or
advisors to determine whether the S/U or letter grade option is allowed within the program or division
and what restrictions may apply. The grades of F, IF U, W, WF, WU, IP, I, or IU are not counted toward
degree or credit hour requirements.
Two tentative status notations may be given:
1. An I notation (incomplete) is appropriate when a student fails to complete all requirements
for a course by the end of the term due to an illness or some other unforeseen circumstance.
2. An IP notation (in progress) may only be used for courses that run two consecutive terms. An
IP may not be assigned to 599R or 799R courses. LGS must approve sequential courses that
require or use IP grades. IP grades are inappropriate for courses designed to be one term in
length.
A student must resolve all incomplete (I) or in-progress (IP) courses before candidacy and graduation.
Failure to Complete a Course
When course assignments or research expectations are not completed in a term, the instructor may
assign a grade of I (incomplete). The instructor and student should discuss and document the time
needed to fulfill requirements and align with the program’s policy. Questions should be directed to
the program DGS or LGS. If assignments are not completed within one calendar year (12 months), the
LGS will change the grade from I to IF or IU (depending on the grading basis). A grade of IF or IU is
deemed unsatisfactory, resulting in probation.
A grade of IF or IU is considered final. Therefore, it can only be changed through a request submitted
by the instructor to the LGS, citing compelling reasons for the grade change. The Emory Registrar
approves final requests.
Section 6.3: Academic Performance and Status
The LGS sets minimum academic standards for satisfactory academic performance. Programs may
establish more stringent standards. The LGS defines unsatisfactory as any one of the following:
A cumulative GPA of less than 2.7
A GPA in any term of less than 2.7
Receipt of a grade of F, U, IF, or IU in any course
Receipt of two or more incompletes in a term, or
Having a total of two unresolved incomplete grades on their academic record
Receipt of an incomplete in a 9-credit hour course.
A student with unsatisfactory academic performance is on probation for one term. Some programs
may have more stringent academic performance expectations during the probationary term.
Last Updated: August 17, 2023 Page 20 of 53
Students should discuss program terms and conditions of probation and reinstatement to
satisfactory standing with their DGS or PD.
For probationary periods caused by the failure to make satisfactory academic progress as defined
above by LGS, students will automatically return to good standing in the subsequent term.
However, a student who fails to meet LGS or program standards for satisfactory performance in the
following term will be placed on probation for a second term. The probation notation will remain
on the unofficial transcript for one term unless there is cause for another probation for a different
reason. Probation notations cannot be removed. Probation codes are as follows (where #
represents the consecutive number of terms on probation)
P#GR: Grades
P#GP: GPA
P#CA: Candidacy Application Milestone
P#DC: Dissertation Committee Milestone
P#OT: Other Reason
The student and director must develop a plan to return to good standing and consult the LGS Office
of Student Affairs.
Section 6.4: Satisfactory Progress
LGS considers a student making progress toward the degree if they are in good standing and meet
one of the following conditions:
Enroll each term of the academic year for a minimum of 9 graded credit hours with a
cumulative GPA of at least 2.7.
In candidacy and submitted a dissertation or thesis (terminal programs).
Registered in 799R (dissertation research) of 599R (thesis research) and meet the
registration requirements. Note: Only students in candidacy may enroll in 799R.
Granted an approved extension period and meets the above registration requirements.
The student is on an LGS-approved leave of absence. Note: Loan and federal agencies might
not recognize a leave of absence as grounds for deferment.
Program Dismissal
LGS will permanently dismiss a student who fails to make satisfactory academic progress and merits
three consecutive probationary terms unless the program provides written justification for the
student’s continuation. LGS will also consider recommendations for dismissing a student who merits
two consecutive probations or fails to meet other academic standards consistent with their
program's policy. In the event of dismissal, international students must notify International Student
and Scholar Services.
Students recommended for academic dismissal by their academic program will receive a letter from
their program informing them of the reasons for the recommendation for dismissal. Students will
have five business days from the date of the program dismissal letter to inform their DGS and the LGS
Student Affairs Dean of their intent to appeal the recommendation for dismissal. Students must begin
Last Updated: August 17, 2023 Page 21 of 53
and follow their program handbook appeal process within five business days of notifying their DGS
and LGS Student Affairs Dean of their intent to appeal actions leading to the recommendation of the
dismissal. Students are also strongly encouraged to meet with the LGS Student Affairs Dean to review
the process and have their questions answered.
In most cases, programs will respond to the appeal in writing within 30 days of receipt of the
complaint. However, exceptions to this timeframe may be allowed with reasonable and regular
communication to inform the student of the complaint's status. Programs must inform the LGS
Student Affairs Dean in writing of the outcome of the appeal before the end of the term in which the
case is being reviewed. If the matter cannot be resolved within the program, or the student disagrees
with the resolution, the student may submit a complaint to the LGS Committee on Grievances.
Grievance Procedures are outlined in Part IV of this Handbook. A student's decision to file a grievance
will not delay the dismissal action.
Section 6.4: Permanent Academic Record (Transcripts)
The transcript is a permanent and official student academic performance record. The Office of the
University Registrar maintains the transcript. Copies of transcripts can be requested via OPUS, by
email, or in person and can be in electronic or printed format. Visit the Office of the University
Registrar for more information.
Section 6.5: Grade Appeals
Students who believe an assigned grade is incorrect should first discuss the assigned grade with the
instructor. Students who still disagree with the instructor should address their concerns to the graduate
studies or PD, who will seek to resolve the matter with the instructor and the student. Consistent with
principles of academic freedom, responsibility for evaluating a student's course performance rests with
the instructor. Using this procedure to resolve a grade dispute will not prejudice a student’s rights under
the LGS or University student grievance procedures.
Section 6.6: Sealing Student Records
The conferral of an Emory University degree is the most important milestone in a student's academic
career. Therefore, graduating students must fulfill all the academic requirements for the degree
requirements before the date of conferral set by the University Registrar’s Office. After students
graduate, their records are sealed, and no further changes are allowed. The correction of clerical
mistakes is possible by petitioning the University Registrar. View the full Emory policy on the University
Registrar’s website.
Section 7: Withdrawals and Leaves of Absence
Section 7.1: Voluntary Withdrawals
A voluntary withdrawal occurs when a student chooses to leave Emory during a term and requests to be
withdrawn from all classes after the Add/Drop/Swap deadline has passed. A student who decides to
withdraw from their program of study should consult with the DGS or PD. International students must
discuss their withdrawal plans with International Student and Scholar Services to determine how the
withdrawal will impact their visa status. If the student is a veteran, they must contact the Office of the
Registrar at registr@emory.edu to confirm that their enrollment change does not affect their certificate
of eligibility.
Last Updated: August 17, 2023 Page 22 of 53
Section 7.2: Involuntary Withdrawals
A student may be withdrawn involuntarily from Emory if the University determines that the student
represents a direct threat to the health and safety of themself or others by:
1. Engaging or threatening to engage in behavior that poses a high probability of substantial
harm to themself or others; or
2. Engaging or threatening to engage in behavior that would cause significant property
damage would directly and substantially impede the lawful activities of others or
interfere with the educational process and the orderly operation of the University.
Withdrawals in such cases shall normally incur no academic penalty for the term the student is
enrolled, and a tuition refund, if any, shall be based on the schedule established for voluntary
withdrawal. Because the involuntary withdrawal policy applies to cases where there is a concern
about the safety of the student or others, the Dean or their designee may require a student
involuntarily withdrawn under this policy to be re-evaluated before they are readmitted.
Section 7.3: Leaves of Absence
A student may be granted two one-year leave (no more than six terms) of absence upon
recommendation of the student’s program and approval of the Dean. Leaves of absence (LOA) are
available to students only within five years of admission. The student must demonstrate that during this
period, they must interrupt progress toward the degree. The student should be aware that the
University will not certify to loan officers or government agencies that a student on an LOA is enrolled in
or actively pursuing a course of study. International students must discuss their LOA plans with
International Student and Scholar Services to determine how the LOA will impact their visa status. If the
student is a veteran, they must contact the Office of the Registrar at [email protected].
In most cases, a student must be in good standing and have no incomplete assignments to be eligible
for an LOA. In addition, time spent on an LOA does not count toward the nine-year limit for the
doctoral degree or the five-year limit for the terminal master’s degree. Students beyond these limits
are not eligible for leave but may apply for an extension of the time allowed to complete degree
requirements per the rules governing such extension.
An LOA is not used to resolve academic difficulties or finish incomplete assignments. Instead, this policy
is intended to allow students to leave academic life for a specified period. During which they do not
progress toward the degree. Examples of an LOA include:
a unique professional or educational circumstance,
short-term disabilities, or
competing responsibilities that preclude meaningful progress toward the degree.
Circumstances pertaining to pregnancy, childbirth, and childcare should first be considered through
our Parental Arrangement policy but may also be addressed through the LOA policy. Students should
develop a written plan and timeline for their leave and return and consult their DGS, Faculty Mentor,
and the LGS Student Affairs office before submitting a request for an LOA.
Last Updated: August 17, 2023 Page 23 of 53
A student returning to the LGS after an LOA should request readmission at least 30 days before the
beginning of the term they wish to return.
Section 9: Parental Arrangements
Parental Arrangements are for students with parental responsibility due to childbirth, care of a
newborn, or a newly adopted child. This policy guarantees LGS students a minimum level of
arrangements and academic modification while welcoming a new child into their family. Graduate
students should develop and discuss plans with their advisors and DGS or PD and consult LGS Student
Affairs Dean.
Section 9.1: Policy
LGS students designated as the caregiver, having parental responsibility, may be allowed parental
arrangements and academic modification(s) of graduate responsibilities for up to eight weeks after the
birth or adoption of a child. Students may use up to four weeks before the anticipated birth or adoption
date. Modifications, including length of time for master's students, are on a case-by-case basis and
worked out between the student, academic program advisor, and the DGS depending on the students'
stage of degree progress, i.e., coursework, teaching, research, and nature of the research environment.
Students are not employees and thus are not subject to Family and Medical Leave Act (FMLA)
provisions.
Section 9.2: Eligibility
Any matriculated LGS student in good academic standing.
Section 9.3: Stipend Support
Eligible students receiving stipend support should continue to receive it throughout the arrangements.
NIH allows grant funds to be used for this purpose, provided it follows our institutional policy. Many
other federal agencies have their policies regarding parental arrangements. If the sponsor does not
allow stipend support during this timeframe, LGS Finance will work with the faculty and the program to
ensure funding is available at Emory.
During these eight weeks, students are expected to maintain registration, remain in contact with their
advisor, and engage in minimal academic activity (e.g., reading), as agreed upon by the student and their
advisor, assuming the student's and child’s good health. After eight weeks, students resume their
responsibilities, and if students need additional arrangements, they should speak with their DGS and the
LGS Student Affairs Dean.
Section 9.4: Arrangement Principles
Enrollment status: Parental Arrangements are not a Leave of Absence. Students with parental
arrangements will remain full-time students. Thus, their eligibility for graduate student benefits remains
intact (e.g., student stipend and health insurance benefits). However, students may prefer to apply for a
Leave of Absence if they need additional time.
Suspension of academic requirements: Students with parental arrangements may be relieved of full-
time academic and related educational activities, such as teaching and research assistant academic
requirements, official academic examinations such as qualifying or preliminary examinations, lab and
research deadlines, and course activity.
Last Updated: August 17, 2023 Page 24 of 53
Scheduled courses or examinations should be rescheduled to avoid conflicts during the parental
arrangement period; rescheduling should provide reasonable time to complete these academic
requirements. If the amount of coursework to be rescheduled is excessive, the student may
need to drop a course and retake it another term.
The student's program will develop a plan to replace required academic activities, such as
teaching and research. LGS expects that the program will exercise flexibility in this process.
Contact the LGS Dean of Student Affairs for clarification if necessary.
Section 9.5: Arrangement Procedures
Students seeking arrangements should email their program (through their DGS/PD, advisor, and LGS) at
least three months before the arrangements are anticipated (unless unforeseen circumstances arise) for
programs to have adequate time to plan any activity that other students might carry out. Students are
expected to consider the needs of their programs and collaborators in determining when to inform their
programs of needed arrangements. In some instances, additional time is warranted to meet program
requirements. Before submitting the request to LGS, students must discuss arrangements with their
advisors and DGS /PD. Carefully review the form and instructions for the Parental Arrangement Request.
Section 10: Degree Completion
A student approaching the end of a degree program must meet all program, LGS, and University
requirements and deadlines. Failure to do so may result in receiving the degree the following term. All
deadlines are published on the LGS Academic Calendar. Details are on the Degree Completion page on
the LGS website.
Section 10.1: Registration and Awarding of Degrees
Students must be registered full-time in the term they receive their degrees. If students have yet to
defend, they should: enroll in course 599R if not in candidacy or 799R if they are in candidacy. If the
student has defended, they should enroll in the appropriate course to satisfy the requirement. Master’s
students should enroll in course 599R.
Section 10.2: Application for Degree
Students must submit a formal Application for a Degree to be awarded a degree in a particular term:
spring, summer, or fall. The form is available on the LGS website on the LGS Degree Completion page.
The application can also be completed online in OPUS if the student’s record indicates that the current
term is their anticipated graduation term.
Degree applications are valid only for the term in which they are filed. Therefore, a student who
applies for the degree and does not complete all requirements must apply again and register full-time
for the term in which the student will receive the degree.
Section 10.3: Degree Clearance Form (Completion of Requirements Report)
The Degree Clearance Form certifies that the student has completed all requirements. Students
receiving a master’s degree must attach a copy of their transcript to the form. Note: Students must
upload their theses or dissertations to the Electronic Theses and Dissertations (ETD) Repository before
submitting the required documents to LGS. Dates for receipt of forms can be found on the LGS Academic
Calendar.
Last Updated: August 17, 2023 Page 25 of 53
Candidates must resolve all incomplete grades and P and IP grades before submitting the Clearance
Form.
Section 10.4: Dissertation or Thesis Submission
All dissertations and theses are submitted electronically through the ETD Repository. The electronic
copy submitted to the ETD Repository becomes the official and archival record copy.
The LGS reviews the dissertation, and the Dean must approve it before a student can be cleared
to graduate.
Detailed instructions are available on the LGS website.
Section 10.5: Graduate Education Exit Survey and Survey of Earned Doctorates
LGS requires that Ph.D. candidates complete two online surveys: the LGS Graduate Education Exit Survey
and the Survey of Earned Doctorates. Upon completion of each survey, students receive a certificate of
completion. Certificates should be saved and submitted when submitting a degree completion form and
other required documents. Master’s students are only required to complete and submit the Graduate
Education Exit Survey for master's students.
Section 10.6: ProQuest/UMI Publishing Agreement
All Ph.D. candidates must complete and submit the ProQuest/UMI Publishing Agreement. Copyrighting
is optional. Master's degree candidates do not need to publish their theses with ProQuest/UMI but may
do so. Master's degree candidates who want to copyright their theses can do so through ProQuest/UMI.
Section 10.7: Master’s Degree based on Candidacy
Some doctoral programs award master's degrees to students who have reached doctoral candidacy.
Students receiving a master’s based on candidacy must submit Candidacy, Application for Degree, and
Degree Clearance forms to LGS by the published deadlines. (See the LGS Academic Calendar)
Section 10.8: Financial Obligations to the University
All financial obligations to the University must be cleared before a student graduates. These obligations
include tuition, student health charges, parking fines, and library fines, if any. Failure to settle
outstanding charges will place holds on diplomas, transcripts, and other student records. Eligibility for
stipend expires when a student graduates.
Section 10.9: Commencement Ceremony
University commencement is held annually at the end of the spring term.
Students who graduate in the summer and fall should indicate whether they expect to return for
commencement in the spring and update their OPUS record to ensure it contains a permanent
email address to confirm their attendance plans.
Students with a FERPA information suppression hold on their personal information should know that
their names will not be printed in the commencement program. Names will be published only if the
FERPA hold is removed, and the hold can be removed only by the University Registrar’s office.
Section 10.10: Diploma Notation and Name
Students should note that while transcripts will show majors and degrees received, diplomas will only
Last Updated: August 17, 2023 Page 26 of 53
show the degree received. Only the degree obtained is displayed on a diploma, not the major field. For
example, a student receiving a Ph.D. in English will receive a diploma stating that they have been
awarded the Doctor of Philosophy, not the Doctor of Philosophy in English. The same applies to master's
diplomas.
Before graduation, students should update their permanent mailing and email addresses in OPUS.
The diploma from Emory University will be printed with the student’s official name as it
appears in OPUS. For more information, see Emory’s name policy at
http://policies.emory.edu/10.1.
Section 11: Registration
Unless instructed otherwise by the program, all continuing degree-seeking students in the LGS can
register via OPUS. To assist with the registration process, students are given specific instructions by
email before pre-registration dates. Also, students should pay attention to program instructions
regarding registration and must settle their accounts with Emory's Student Financial Services.
Section 11.1: Continuous Registration
Students must maintain continuous registration throughout their course of study in the LGS. If a student
does not register for one term or more or withdraws after registering, the student will become inactive
and must apply for readmission.
Continuing Students Registration Procedures
There are two steps to registration: signing up for courses and paying or arranging for payment of
outstanding accounts. Students should check with program staff before pre-registration for
program-specific requirements.
Signing up for Courses
After complying with program procedures, students may pre-register in OPUS. Pre-registration dates are
published on the Office of the Registrar's website and the LGS Academic Calendar. Students are
responsible for obtaining the required program approval for their schedules and verifying that their
registration is correct.
Special-standing students may not use OPUS to pre-register. Special-standing students must obtain the
required signatures from course instructors and programs. Some programs require special-standing
students to obtain permission from the DGS or PD. Special-standing students submit instructor
approvals to the LGS. The LGS will enter the schedule in OPUS on the first day of registration.
Section 11.3: Payment of Accounts
After a student’s schedule is entered into OPUS, Student Financial Services generates an electronic
invoice posted in OPUS. The registrar will notify the student of this posting by emailing the student's
Emory email address. The Office of Student Financial Services does not mail paper statements. Students
must register and pay their bills. Accounts will reflect charges, anticipated aid, and an account summary.
Bills are payable upon receipt. Students should follow instructions from The Office of Student Financial
Last Updated: August 17, 2023 Page 27 of 53
Services on their website.
Registration may be canceled for students with outstanding balances on their accounts.
Students who fail to enroll in courses and do not pay their bills by the end of add/drop will result in their
registration and LGS financial award (tuition scholarship, stipend, and health insurance subsidy) being
cancelled.
Section 11.4: Course Load and Adjustments
The average course load for a student in full-time status is nine credit hours during fall, spring, and
summer terms. Some programs require students to register for 12 hours per term. The maximum
number of credits allowed in any term is 16. Any additional credits should be reviewed and approved by
the DGS or PD and the LGS.
Course Adjustments
Students’ schedules can be adjusted during the University add/drop period. Any adjustments, including
changing grading options, should be made with the approval of the student's faculty adviser and the
DGS or PD. Students may make changes through OPUS but must obtain program approval first. Only the
LGS can adjust a schedule after the add/drop period through the date of record. After the Registrar’s
date of record, no adjustments will be made. It is the student’s responsibility to ensure that the course
schedule adjustments are properly made before the date of record.
Section 11.5: Grading Options
Students take graduate-level courses for letter grades (A, A-, B+, B, B-, C, or F). Upon program approval,
students may take a limited number of courses as S/U (satisfactory/unsatisfactory). Degree-seeking
students also may audit graduate courses with the permission of their program and the course
instructor. The Registrar's calendar lists the last date on which changes in grading basis may be made in
any term.
Section 11.6: Withdrawal
A student wishing to drop a course or completely withdraw after the add/drop date must complete the
Withdrawal Signature Form. The instructor for each course must assign a grade of W, WF, or WU.
Courses with a grade of W will not count toward candidacy. Withdrawing from courses and dropping
below full-time status may result in recalculating student financial aid for the term. The exact
consequences will depend on several factors, including the type and amount of financial aid the student
has received and the official withdrawal date.
Section 11.7: Undergraduate Courses
Programs sometimes suggest or require that students take undergraduate-level language courses to
fulfill foreign language requirements. Permission by programs and instructors must be granted before
enrolling in undergraduate courses.
Section 11.8: Student Loan Deferment
Registration status may affect the status of student loan deferments. Only students registered for nine
or more credit hours are recognized as pursuing a full-time degree status. The LGS will certify full-time
enrollment for those students. Students are advised to consult with their lending agencies for specific
Last Updated: August 17, 2023 Page 28 of 53
enrollment requirements.
Section 11.9: Dual Registration
Students may only enroll in one school of the University at a time. An LGS student who wishes to take a
course in a degree program offered by another school at Emory must obtain permission from their
advisor, the course instructor, and the DGS/PD. The student registers through the LGS, and course credit
will apply only toward the student’s LGS degree program. Courses taken may count only toward a single
degree.
Students in recognized joint or dual degree programs, such as the JD/Ph.D., will be accommodated in
ways that vary from program to program.
Section 11.10: Cross Registration Atlanta Regional Consortium for Higher Education (ARCHE)
Emory participates in the Atlanta Regional Consortium for Higher Education cross-registration
agreement. Students may take courses on a space-available basis at member institutions if the course is
not offered concurrently at the home institution. Participating institutions are listed on the ARCHE
website. Before cross-registering, students must obtain permission from their advisers and their
programs. In addition, many participating schools require certain immunizations, and students may be
required to produce copies of immunization records before cross-registering. Students interested in
cross-registration should email [email protected] or call 404-727-6042.
Section 11.11: Registrar
The Office of the Registrar at Emory University is responsible for supporting the academic progress of all
students by ensuring the accuracy of all student records, with a particular emphasis on processes related
to maintaining efficient and accurate systems for student registration and enrollment, faculty grading,
and transcript production, and for upholding the school's academic policies and procedures. For more
information, visit the Registrar’s website.
Section 12: Amendments
The Emory University by-laws provide that the faculty is responsible for instructional programs under
the direction of the President (Instruction, 25). The LGS Dean is responsible for the general direction of
the graduate school and exercises leadership in developing educational policies and programs
(Instruction 26). In practice, these responsibilities are closely intertwined. Reflecting this connection,
LGS operates via a shared governance model. Amendments to the LGS Handbook require approval of
the LGS Executive Council when they materially alter policies related to (1) the approval of new
programs and courses; and (2) maintaining, revising, and implementing appropriate discipline standards
of quality for admission, instruction, and student research in the LGS. Handbook amendments that
merely clarify existing policy do not require Executive Council Approval.
Article II: Financial Information
Graduate students might engage with four primary contacts regarding financial information while
pursuing their degree.
1. Emory University Office of Financial Aid Advisors to ensure compliance with federal aid,
including loans and state and university guidelines.
2. The Program DGS or Program Administrator for program-specific funding questions.
Last Updated: August 17, 2023 Page 29 of 53
3. The LGS Student Funding team for all LGS funding sources routed through the schools and a
student’s graduate program.
4. Students who secure external grants may also engage with the Emory Research administration.
The following article provides an overview of multiple funding sources.
Section 1: Graduate Cost of Attendance
LGS draws on a combination of funding resources to pursue their graduate degree. Students enrolled
full-time in LGS doctoral programs are eligible for full or partial tuition scholarships. In addition, full-time
doctoral students may receive stipends from the university or external sources. The support available
for master's students is more limited and varies by program. Some master's programs offer partial
tuition scholarships, often on a merit basis. It is best to contact the program to discuss the cost of
attendance.
The cost of attendance is an estimate of the total amount it will cost a student to go to school for an
academic period, and it is determined using rules established by law. The cost of attending Emory
University includes tuition and student fees, living expenses, health insurance, parking fees, and
incidentals, such as purchasing textbooks, computers, and supplies. The Board of Trustees determines
all tuition and fees, which are subject to change without notice. Information about tuition and fees can
be found on the Tuition and Costs page of the LGS website.
Section 1.1: Transcript Fee
All new degree and certificate students must pay a one-time transcript fee of $70 when they first enroll
at Emory. This fee is a one-time fee that pays for all future transcripts. If you have previously obtained a
degree from Emory, you may have paid this fee already. For more information, see the Registrar's
website.
Section 1.2: Mandatory Health Insurance
All new and continuing degree-seeking Emory University students must have health insurance. Under
this requirement, students must purchase the Emory University Student Health Insurance Plan (EUSHIP)
or opt out by providing enrollment documentation in a comparable United States-based plan. In
addition, new students wishing to waive enrollment in the EUSHIP must complete the annual waiver
process.
If a student has yet to waive out of the EUSHIP by the date of Emory’s pre-term Student Accounts
and Billing bill, the student will be billed for the EUSHIP. For more information, visit the Student
Health Services website.
Section 1.3: Financial Responsibility to the University
Students are responsible for maintaining good financial standing with the University, including timely
tuition payment, emergency loans, and other fees and fines incurred by the libraries or parking office.
Penalties for past due accounts include cancellation of registration, refusal to approve continued
registration, refusal to release transcripts, and withholding of diplomas.
For more information, visit the Student Accounts and Billing Office website.
Section 1.4: Courtesy Scholarships
The Courtesy Scholarship is a grant that covers tuition exclusively (not textbooks, fees, or other
Last Updated: August 17, 2023 Page 30 of 53
miscellaneous charges). It is made available to Emory employees and their family members who apply
and are admitted for enrollment in academic programs at Emory University. The percentage of tuition
covered depends on your years of service.
Emory employees must contact Human Resources for information about eligibility for Courtesy
Scholarships. Courtesy Scholarships do not cover application fees and tuition for audited courses.
Section 2: Merit Awards and Financial Aid
Official notification of merit awards comes from the LGS, although some programs advise students of
their award recommendations. Additionally, all offers of financial assistance are made per the April 15
Resolution adopted by the Council of Graduate Schools (CGS). A copy of the April 15 resolution and a
list of CGS member institutions supporting the resolution are available on the CGS website.
Section 2.1: Loans and Office of Financial Aid
For many Emory University students, loans are essential to pay for some of their educational costs.
These funds must be repaid. For information on student loans, visit Graduate Student Loans.
Contact the Office of Financial Aid to speak with a financial aid advisor about the cost of attendance and
federal and private loan program information.
Section 2.2: LGS Awards
Tuition Scholarships
Tuition scholarships may cover partial or complete tuition. These scholarships are for tuition credits
only. They are not cash and cannot be converted to another purpose or paid directly to students.
Doctoral students who have been granted an extension in their seventh year and beyond
may receive partial tuition scholarships.
Doctoral Student Base Stipends
Doctoral student base stipends are disbursed monthly on the last business day of the month. Eligibility
for stipend support expires when a student graduates, withdraws, is not enrolled or is inactive, is
dismissed, or otherwise becomes ineligible. Doctoral student base stipends are disbursed over 12
months, from September - August.
Section 2.3: Electronic Stipend Deposit
All doctoral students receiving an LGS stipend must enroll in Direct Deposit to receive funds. Several
days before funds are deposited into accounts, the University will send an email notification that the
deposit is forthcoming. Funds will be deposited on the last business day of the month, not on the day
the email notification is sent.
Section 2.4: Termination or Suspension of Stipend Support
Eligibility for student stipends ends when a student graduates, withdraws, is not enrolled, is dismissed,
or becomes ineligible. Unused stipends cannot be deferred or reserved. In addition, stipend support for
a student on an approved leave of absence (LOA) will be paused until the student returns from LOA.
Last Updated: August 17, 2023 Page 31 of 53
Section 2.5: Conditions and Eligibility for LGS Funding
The Ph.D. stipend is intended to support graduate students so that they may devote themselves to full-
time study in their programs. LGS also recognizes that various training opportunities align with students’
graduate study programs and provide compensation in addition to the LGS base stipend support.
Further, LGS recognizes that students may wish to work in an employment capacity unrelated to their
program of study and that, in some cases, they can do so while remaining devoted to full-time study. A
student who works in either type of employment capacity while in full-time student status may require
approval to do so, and there may be consequences for the base stipend support LGS provides. The
principles governing the approval of outside employment and the consequences for stipend support are
grounded in Emory’s Policy 10.5 on credit hours and standard practices around scholarship in a rigorous
academic program.
Section 2.5.1: Approval of Outside Employment
Full-time status for LGS students requires enrollment in more than nine (9) credit hours per term,
though students commonly enroll in twelve credit hours. Emory Policy 10.5 establishes guidelines for
real-time devotion to study for a given number of credit hours. Under the 10.5 policy, a student enrolled
in twelve credit hours is expected to devote at least 30 hours per week to learning, typically between
classroom contact with faculty and outside-of-class learning.
A full-time LGS student who receives a stipend may work in an employment capacity for up to 10 hours
per week without seeking permission from an advisor, program leader, or the LGS Dean’s office. A full-
time LGS student who receives a stipend must seek approval from their DGS and the LGS Dean’s office
when they wish to work in an employment capacity for more than 10 hours per week. Graduate
students who identify training opportunities aligned with their program of study should consider
enrolling in GRAD 705R. For more information, please visit the LGS internship and experiential learning
page.
Section 2.5.2: Outside Employment and Stipend Support
Students approved to work while maintaining full-time status will receive base stipend support
according to the following schedule.
1. A student who is approved to work between 11 and 20 hours per week in outside employment
will receive the total LGS base stipend rate for the period in which they are employed.
2. A student who is approved to work between 21 and 30 hours in outside employment will
receive 50% of the base stipend support rate for the period in which they are employed.
3. A student approved to work 31 hours or more will not receive LGS base stipend support during
their employment period.
Section 2.6: Tax Liability
The tax treatment of scholarships, subsidies, fellowships, grants, awards, or stipends may vary
for each student. Students should consult the IRS for information about taxes.
Emory University does not offer personal tax advice. Instead, Emory University recommends
seeking professional tax counsel whenever necessary.
Section 3: LGS Emergency Loan Fund
Last Updated: August 17, 2023 Page 32 of 53
The purpose of the LGS Emergency Loan Fund is to help students through unexpected financial crises,
such as illness, family job loss, and delays in other types of funding. The maximum loan amount is
$1,000. A student who receives an emergency loan must sign a promissory note agreeing to repay the
loan within 89 days of issue. Emergency loans are interest-free for 89 days.
Section 3.1: Eligibility
A loan applicant must be a full-time student in a degree program and be enrolled for at least
nine credit hours in the term they wish to receive the loan.
A Loan applicant must have no outstanding debt due to a previous loan from the LGS Emergency Loan
Fund or the University.
A Loan applicant must demonstrate financial need of an emergency nature. Students in special
standing are not eligible to receive emergency loans.
Section 3.2: Procedure
Emergency Loan Fund application forms are available in the LGS office and on the LGS website.
Applicants must complete the application form and turn it in to the LGS. In addition, the student is
required to state on the application how the loan will be repaid.
New students are eligible to apply for emergency loans once the following conditions are met:
The student is enrolled full-time in the current term; and
The student’s financial aid has been posted or is pending (students should consult their OPUS
account for their financial aid status)
Finally, new students must have their DGS, PD, or program administrator sign the emergency
loan application.
LGS must approve all loans. Requests are usually processed in one (1) day.
After the loan request is approved, the student must sign a promissory note and deliver it to the
Student Accounts and Billing Office, 101 B. Jones Center. Usually, the student can pick up the loan
check within 2-3 days of delivering the promissory note to the Student Accounts and Billing Office.
Still, under some circumstances, the process may take longer.
Loans must be repaid in full within 89 days of issue. The loan amount and payment due date will be
posted to the student’s account when the loan is issued. When the emergency loan is due to be
repaid, this amount will become a current charge and appear on the student’s bill during the next
billing cycle.
Past-due emergency loans are subject to interest charges. In addition, student borrowers who do not
repay loans according to schedule shall be responsible for paying any costs associated with the loan
collection, including attorneys' fees. Nonpayment can result in the student not being allowed to
register, receive a transcript, or graduate.
Section 4: Financial Aid and Satisfactory Academic Progress
Federal regulations require that students receiving financial assistance maintain satisfactory academic
progress. Therefore, the Office of Financial Aid must monitor a student aid recipient’s academic
Last Updated: August 17, 2023 Page 33 of 53
progress. Aid recipients must meet specific quantitative and qualitative measures and complete their
programs within a maximum time. All students who receive financial aid from federal, state, or Emory-
funded sources must be enrolled degree candidates in good standing to retain financial aid awards.
Academic records will be evaluated each term. Evaluation factors include:
Grade point average (GPA),
Time to degree completion, and
Percentage of courses passed.
Students must also meet the following minimum grade requirements to meet satisfactory academic
progress standards.
Master Programs (MA, MDP, MM, MS, MSM): Must maintain a 2.7 current GPA each
semester and an overall 2.7 cumulative GPA.
Doctor of Philosophy (Ph.D.): Must maintain a 2.7 current GPA each semester and an overall
2.7 cumulative GPA.
Any student who fails for two successive terms to pass two-thirds of the hours taken shall be
automatically excluded regardless of any previous average.
All students are expected to complete their degree programs within a maximum time frame. The
maximum time frame for graduate students is 150% of the hours required to complete their degree
program. Time to degree completion is calculated for all credit hours for which the student enrolls or
receives credit at Emory. The following grades are assigned: A, B, C, D, F, Satisfactory, and
Unsatisfactory. A course assigned an Incomplete, in progress, or Withdrawal is counted toward
attempted credits. Audited classes are not considered attempted credits.
Master Programs (MA, MDP, MM, MS): Must complete the degree within 108 attempted
units based on a 72-unit degree requirement. Doctor of Philosophy (Ph.D.): Must meet the
degree within 324 attempted units based on a 216-unit degree requirement.
Section 4.1: Monitoring Eligibility: Disqualification, Probation
Students whose academic records fall below the minimum standards stated above or at the
recommendation of their program may receive an academic warning, and a temporary hold may be
placed on stipend and health insurance subsidy disbursement. The Program DGS must demonstrate
that supportive corrective measures were attempted, including conversations with the LGS Student
Affairs Dean. Students may appeal a recommendation of their program by following the procedures
for an appeal outlined in their program handbook. The LGS Dean must approve any temporary holds
or disqualification from receiving future stipend disbursement. Disqualified students may be approved
to receive financial aid after successfully appealing their case, as outlined below. Students who
successfully appeal are placed on probation. During the probationary period, students remain eligible
for financial aid. Students on probation must receive a GPA of at least 2.7 and are not permitted to
receive grades of F, U, W, WF, WU, I, IF, or IU. Students who receive aid on probation and fail to meet
probationary conditions will be ineligible for future stipend disbursement. Students who become
ineligible for funding or fail to meet probationary terms can re-establish their eligibility by attending
classes at their own expense or with the help of private resources outside the University. Once
minimum standards are met, stipend funding may be reinstated.
An appeal for extenuating circumstances should be submitted by the first day of class for the term
Last Updated: August 17, 2023 Page 34 of 53
you are appealing to ensure adequate time to prepare for any impact to the student account. Failure
to submit your complete appeal by this date may result in your probationary term being postponed
to a future semester.
A Satisfactory Academic Progress Appeal Form should be submitted with supporting
documentation of mitigating circumstances that negatively impacted academic progression.
Please contact your financial aid advisor if you have questions about your case.
The Office of Financial Aid will only approve one appeal per academic degree. However, this policy
may be waived case-by-case where extenuating circumstances can be documented. For more
information, including answers to some frequently asked questions, please refer to the Satisfactory
Academic Progress page of the Office of Financial Aid's website.
Article III: Honor, Conduct, and Grievance
Preamble
LGS grants rights to the students in its community that align with the LGS vision and mission. These
rights include:
1. The right to academic freedom includes freedom of thought and expression per Emory's Respect
for Open Expression Policy 8.14.
2. The right to be free from discrimination, bias, and harassment based on race, color, national or
ethnic origin, religion, gender, gender identity, gender expression, sexual orientation, age, ability
status, genetic information, veteran status, or any other factor that is a prohibited consideration
under applicable law.
3. The right to fair and due process procedures in LGS Honor, Conduct, and Grievance cases.
4. The right to participate in academic and non-academic activities sponsored by the University
within the constraints of applicable policies or requirements.
All students, faculty, and members of the Emory community are also expected to cooperate in
maintaining academic and conduct integrity. Members of the Emory community should strive to excel
in their academic pursuits in a just way with honesty and fairness in mind and avoid all instances of
cheating, lying, plagiarizing, or engaging in other acts that violate these Honor and Conduct Codes.
LGS expects every student and member of our Emory community to know the policies provided and
cited herein. Therefore, all students should revisit the Handbook and any linked policies as frequently
as needed to familiarize themselves or check for updates to these policies.
Part 1: LGS Honor Code
Section 1: Academic Misconduct
Academic misconduct is an offense defined as offensive to the integrity and honesty of academic
community members. A person commits academic misconduct when they intentionally, knowingly, or
recklessly engage in prohibited actions. Prohibited actions include but are not limited to the following:
cheating or obtaining unauthorized assistance in any academic assignment or examination
acquiring, receiving, or passing on information about the content of an examination prior to its
authorized release
plagiarism, fabrication, or falsification of information
Last Updated: August 17, 2023 Page 35 of 53
attempting to do any of the previous
The LGS defines plagiarism, fabrication, and falsification consistently with the definitions provided
in Emory University Policy 7.8. Every student must know the regulations regarding academic
misconduct. Ignorance of the Honor Code is not a defense against an alleged violation.
Section 2: The Use of Sources in Writing Research Papers, Theses, and Dissertations
Because of the seriousness of plagiarism when conducting scholarly research, the LGS Executive Council
has adopted the following statement on plagiarism. Each student is responsible for understanding this
statement, conducting their research, and writing following the highest standards of integrity.
A writer's data, facts, ideas, and phraseology should be regarded as their property. Any person who uses
a writer's data, facts, ideas, or phraseology without giving due credit is guilty of plagiarism. Information
may be put into a research paper, thesis, or dissertation without a footnote or other documentation
only if it meets all the following conditions:
1. It may be found in several books on the subject.
2. It is written entirely in the student's words.
3. It is not paraphrased from any source and is regarded as common knowledge.
Whenever any idea is taken from a specific work, even when the student writes it entirely in their own
words, there must be a citation giving credit to the author responsible for it. Methods of citation vary.
The student must provide appropriate credit.
The student is entirely responsible for knowing and following the principles of paraphrasing:
In paraphrasing, you express another writer's ideas in your own words. A good paraphrase preserves the
sense of the original but not the form. It does not retain the sentence patterns and merely substitutes
synonyms for the actual words, nor does it retain the original words and merely alter the sentence
patterns. It is a genuine restatement. Invariably it should be briefer than the source. (Floyd C. Watkins,
William B. Dillingham, and Edward T. Martin, Practical English Handbook, 3rd ed., Boston, 1970, p. 245.)
Any direct quotation must be documented. Even when a student uses only one unusual keyword from a
passage, that word should be quoted. If a common brief phrase is used as it occurs in a source, the
words should be in quotation marks. Any questions should be referred to the DGS or the PD in the
student's program.
The LGS and the Undergraduate Academic Honor Code of Emory College Of Arts And Sciences, Goizueta
Business School, And Oxford College concur that using an artificial intelligence program to generate any
content for any assignment (including, but not limited to, examinations, papers, homework, and creative
work) constitutes plagiarism and is a violation of the Honor Code unless students acknowledge in the
assignment the extent to which an artificial intelligence program contributed to their work and outside
resources are permitted for the assignment. Using an artificial intelligence program for an academic
assignment when external resources are not allowed or when the use of artificial intelligence programs
is prohibited may also constitute seeking unauthorized assistance or violate other provisions of the
Honor Code. Students should contact their DGS, Faculty Mentor, or instructor of records to inquire
about the appropriate use of artificial intelligence programs if they need clarification about the
expectations.
Section 3: Procedures for Reporting Cases
1. Any individual who suspects that an offense of academic misconduct has occurred shall report
Last Updated: August 17, 2023 Page 36 of 53
this alleged breach to the DGS, PD, or a member of the decanal staff of the LGS.
2. When a report comes to a DGS or PD, they should promptly notify the Dean of Student Affairs in
the LGS in writing. In some cases, when research misconduct is involved, jurisdiction is shared
with the Emory Office of Research Integrity and Compliance (ORIC). Emory Policy 7.8 outlines
the policies and procedures incorporated into a collaborative process.
3. Once relevant materials are received, the Dean of Student Affairs or designee investigates.
Section 4: Investigation Procedures
1. An investigation includes an interview with the Dean of Student Affairs and the individual
making the allegation and a separate interview with the accused student to review the
allegations. The accused student will be asked to submit a written statement within seven (7)
days following the interview. The written statement should include their account of the incident
that led to the allegation. The accused student should also identify potential witnesses who can
speak to the allegation and their desired resolution outcome.
2. After speaking with the accused student and the individual making the allegation, the Dean of
Student Affairs or designee shall collect any additional information or interview other individuals
who may have information related to the allegations. The Dean of Student Affairs then decides
whether sufficient information supports moving forward to the student’s desired resolution.
3. If sufficient evidence does not exist to move forward to a hearing at the Dean of Student Affairs
discretion, the Dean of Student Affairs will notify the parties that there needs to be more
information to move forward with the process.
Section 5: Honor Code Hearing Committee Paths for Resolution
Informal Resolution
A student may accept responsibility and attend an informal resolution meeting instead of a full
investigation and hearing. The reported student will meet with the Dean of Student Affairs and the
Laney Graduate Student Council (LGSC) Vice President to discuss the circumstances of the violation and
its impact on the student and the community. The reporting faculty or DGS may also participate in the
meeting. The informal resolution meeting assists the student in reaffirming and recommitting to the
values of the Honor Code and academic integrity, learning from the incident, and providing context to
the Dean of Student Affairs and LGSC Vice President as they recommend sanctions to the Dean.
Investigation and Full Hearing
The Dean of Student Affairs will convene a committee to advance to a hearing. The Dean of Student
Affairs will notify the accused student of the charges and offer to meet with the accused student to
review the Honor Code Hearing Procedures and the student's rights as outlined below. The Dean of
Student Affairs will also confirm potential witnesses to speak at the hearing.
Section 5: Honor Code Full Committee Hearing
1. The Dean of Student Affairs will form a committee. The Committee shall consist of:
2. The LGSC Vice President, or the Vice President's designee, will act as Chair of the Committee.
3. A member of the LGSC, excluding the LGSC President and anyone from the accused student's
program.
4. Two members of the LGS graduate faculty, at least one of whom is from the accused student's
program division (sciences, social sciences, or humanities), but neither can be from the accused
Last Updated: August 17, 2023 Page 37 of 53
student's specific program.
Section 6: Honor Code Hearing Procedures
1. The Committee reviews materials gathered during the investigation and the written statement
submitted by the accused student. The Dean of Student Affairs will collect the information if the
Committee requests additional materials. After reviewing the investigation materials and the list
of proposed witnesses, the Committee will set a hearing date and include in the notice the
individuals who may be asked to speak at the hearing.
2. Once a hearing date is scheduled, the Dean of Student Affairs will send the accused student a
notice of hearing with the date, time, and place of the hearingwhich may be conducted
electronically at the Committee's discretion. The notice shall also include the names of the
Committee members. The accused student will have three (3) days from receipt of the notice to
raise any objection to the Committee members. Any objection should outline in sufficient detail
a reasonable basis for the objection. The notice will also include the names of individuals who
may be asked to speak at the hearing. Should an objection be filed, the Dean of Student Affairs
will decide whether members of the Committee should be replaced.
3. If the accused student or a witness, after receiving the notice of hearing, cannot appear at the
time and place specified for the hearing, they may submit a statement to be read during the
hearing. Should the accused student not appear or be removed from the hearing, the
Committee has the discretion to conduct the hearing with the student in absentia.
4. Hearings shall be fair and impartial. The hearing is an educational process, and the rules of
evidence in a court of law shall not apply. It is within the Chair's discretion to exclude any
irrelevant, duplicative, and prejudicial evidence.
5. Before testifying, the Committee shall remind each witness of the expectation of truthfulness,
candor, and LGS expectations related to confidentiality (described further below).
6. The accused student and only members of the Committee may question witnesses.
7. Individuals are expected to ask and answer questions respectfully and non-argumentatively and
refrain from engaging in abusive, aggressive, or disruptive behavior. If any individual, including
an advisor, violates these standards of decorum, they may be removed from the hearing.
8. Other than the witness, while testifying, only the members of the Committee, a member of the
decanal staff of the LGS designated by the Dean, and the accused student and their advisor may
be present during the hearing.
9. The Dean of Student Affairs will record the hearing, except for the Committee's final
deliberations. The recording is retained by LGS per the University's record retention schedule.
No other recording is permitted to respect the confidentiality of the process and privacy rights
applicable to educational records.
10. After the hearing, the Committee shall retire to deliberate in private. If the Committee
determines that the accused student is responsible for the alleged violations, the Committee
shall secure from the Dean the record of any previous disciplinary violations by the student.
Based on its findings in the case and the student's prior disciplinary record, the Committee shall
notify the LGS Dean of its findings and a recommended sanction or sanctions (as stated below).
Recommended sanction(s) may or may not mirror previous disciplinary sanction(s).
11. A three-fourths vote of the Committee shall be required for a finding of an Honor Code
violation, and the Committee shall vote on each sanction listed below. After the Committee's
deliberation and vote, the Committee shall prepare a written summary that includes a recitation
of pertinent evidence and facts, the finding of the Committee, and a recommended sanction(s)
should the Committee find the accused student has committed an Honor Code violation. The
Committee will submit the written summary only to the LGS Dean and Dean of Student Affairs.
Last Updated: August 17, 2023 Page 38 of 53
After receipt, the Dean shall review the summary and recommended sanction(s) and may listen
to the hearing recording to determine if the Committee's recommendations are fair and
impartial. The LGS Dean has the discretion to adopt the recommended sanction(s) or to increase
or decrease its severity. Finally, the Dean will prepare a written statement of the outcome of the
Committee's findings, the sanction(s) the Dean finds appropriate, and the student's right to
appeal. The accused student and the University Registrar will receive a copy of the outcome
notification. In addition, the program DGSs, and the faculty member directly involved with the
allegation may also receive a copy of the notice.
Section 7: Student's Rights
1. The accused student shall have the right to testify, be present at the hearing, and make an
opening and closing statement.
2.
If the accused student needs accommodation(s) during the hearing, the student must
contact Emory's Department of Accessibility Services (DAS) and notify the Dean of Student
Affairs as soon as possible. The
Dean of Student Affairs
and DAS will then engage in the
interactive process to determine what accommodations are needed.
3. The accused student shall have the right to have an advisor at the hearing. The advisor shall be
an LGS community member student, faculty, or staff. In cases where the accused student
claims that limiting the advisor pool to the LGS community poses a hardship, the Dean of
Student Affairs, in their sole discretion, may allow the accused student to select any non-
attorney from within the University community as an advisor. In all cases, the Dean of Student
Affairs reserves the right to restrict the choice of adviser should the person chosen to serve in
that role have a conflict of interest. The advisor's purpose is to support the student throughout
the process and is limited to a non-speaking role. The advisor may not speak to the Committee
or witnesses.
4. The accused student shall have the right to call a reasonable number of witnesses, present
evidence, and question witnesses. The accused student must identify potential witnesses and
evidence in their written statement during the investigation stage and will have an opportunity
to identify witnesses whom they want to speak at the hearing. The Dean of Students will notify
the witnesses if they need to be at the hearing.
Section 7: Sanctions
When the Committee finds a student responsible for an Honor Code violation, one or more of the
following sanctions may be imposed. All sanctions will be recorded in the student's academic record.
1. A verbal warning.
2. An educational program.
3. Probation. Probation will signify that the student is not in good academic standing with the
University during probation.
4. Partial or no credit on the examination, evaluation, or assignment.
5. Failure of the course.
6. Suspension from the program and or Emory for a specific period.
7. Revocation of financial support.
8. Permanent expulsion from Emory University.
9. Other. Sanctions not listed above may be appropriate.
Last Updated: August 17, 2023 Page 39 of 53
Section 8: Confidentiality
Because alleged academic dishonesty can seriously impact a student's professional career and relations,
all proceedings of the Committee and reviews of the Appeal Committee shall be carried out with due
regard for privacy. It shall be the responsibility of the Chairs of the Committee and the Appeal
Committee to take reasonable steps to ensure this privacy is maintained. Discretion is an essential step
in our process for preserving the student's confidentiality and avoiding any action that could be
perceived as retaliatory.
Section 9: Appeal Procedure
The decision of the Committee and the LGS Dean's decision on the sanctions shall be final unless the
student provides the LGS Senior Associate Dean with a written appeal within seven (7) calendar days of
receipt of the decision. A student may only appeal on the following grounds:
Procedural irregularity that affected the outcome of the matter;
New evidence that was not reasonably available at the time the determination regarding
responsibility was made could affect the outcome of the matter; or
Members of the Committee had a conflict of interest or bias for or against the accused student
that affected the outcome of the matter. If the conflict involves a member of the Committee,
the accused student raised the potential conflict before the hearing.
Mere dissatisfaction with the decision of the Committee or the Dean's sanction(s) is not grounds for
appeal.
The Senior Associate Dean shall appoint an Appeal Committee upon receipt of the appeal. The Appeal
Committee shall consist of:
Two members of the Executive Council of the LGS appointed by the Dean, one of whom shall be
appointed Chair of the Appeal Committee: and
The LGSC President and one member of the LGSC, not from the student's program, are
appointed by the LGSC President.
No member who has served on the Hearing Committee, in that case, shall be appointed or was a
participant in the proceedings before that Committee.
The Appeal Committee will review the appeal and may review the case records, including the hearing
recording. The Appeal Committee will review the materials to determine a reasonable basis for changing
the outcome. Finally, the Appeal Committee will issue a written determination of the appeal and the
rationale for the result or may request that the LGS Dean take the following steps.
Affirm the original finding and sanction.
Affirm the original finding but issue a new sanction, which may be of greater or lesser severity.
Remand the case to the Committee or a new Committee to correct a procedural or factual
defect.
Dismiss the case if a procedural or factual defect cannot be remedied by remand.
The Appeal Committee's determinations are final and not appealable; however, the outcome
of a remanded case may again be appealed. The Senior Associate Dean will provide the student, Dean of
Student Affairs, and LGS Dean with the decision of the Appeal Committee.
Last Updated: August 17, 2023 Page 40 of 53
This Honor Code is effective August 2023 and supersedes all previous versions, which are hereby
superseded and repealed.
Part II: LGS Conduct Code
Preamble
This Conduct Code is presented to accomplish the following objectives:
To acquaint students with the rights and responsibilities of members of the Emory community;
and
To introduce policies that apply to them as members of the academic community at Emory
University.
As members of the LGS and University community, all students are expected to commit to standards
of courtesy, integrity, and professional responsibility. Students assume individual responsibility for
their conduct and their violations of the requirements of the Student Conduct Code. Continuation as a
student is conditional upon compliance with these requirements. This Code does not purport to
catalog every action that would be considered unacceptable behavior and, thus, a violation of the
Conduct Code. Instead, it attempts to exemplify conduct that would almost certainly consider a
violation. Further, this Code describes in detail the operation of the conduct procedures within the
LGS.
Section 1: Conduct on Campus and Standards of Behavior
Students are expected to conduct themselves honestly, civilly, and respectfully while members of
the Emory community. It is neither possible nor necessary to set forth every instance of misconduct
that could result in disciplinary action against a student. While the following list is not exhaustive,
examples of conduct offenses are outlined in items I-XII below.
1) Dishonesty or Theft: Knowingly furnishing false information to the University or its agents;
counterfeiting, forging, or altering any University document; making a false statement to
university officials; misrepresenting one's status in the University in communication with
outside parties; theft of any property of the University itself, or any property of any member
of the University community, or its visitors or guests.
2) Personal Abuse: Physical, oral, or written abuse by a LGS student of any person at a function
under the University's supervision or sponsorship or such abuse of a member of the Emory
community at any location or online space.
3) Improper or Unauthorized Use of University Facilities: The refusal by a student to vacate a
room, classroom, office, laboratory, or facility of the University when it is not open or not
available for the use of students generally or the student or groups of students. Malicious
damage by a student to the property of another member of the University community (student,
faculty, or staff), the property of the University itself, or the property of any visitor or guest of
the University. Breaking into a locked room, office, or facility of the University or entering a
room, office, or facility marked or understood as a prohibited or restricted area without
authorization.
4) Disorderly Conduct/Disruption of Class or Research Space: Interference by a student by
Last Updated: August 17, 2023 Page 41 of 53
violence, force, disorder, obstruction, or vocal disruption of a university activity or activity
authorized or sponsored by the University or by any school, program, division, or authorized
student body, including disciplinary proceedings. Interference by a student with the
instructor's right to conduct class as the instructor sees fit within the bounds of academic
freedom and responsibility. If a person other than the instructor brings charges of interference
with an instructor's rights as defined above, a member of the decanal staff of the LGS shall
confer with the instructor, including regarding potential interference with the Respect for Open
Expression Policy before any formal charges are brought.
5) Drugs and Alcohol: Emory University does not permit illicit drugs or the unauthorized use of
drugs sometimes prescribed for medical purposes. Users, possessors, and/or providers of such
drugs violate federal and state laws. Students who possess or use illicit drugs or furnish drugs
to others are committing a severe conduct offense. Emory University does not permit
drunkenness or furnishing alcoholic beverages to underage persons (under 21) or noticeably
intoxicated persons. Policy 8.8 contains the full text of the Emory Alcohol and Drug Abuse
Policy.
6) Stalking: Behavior where a person follows, is placed under surveillance, or contacts another
person without the other person's consent. The term "contact" means to make or attempt to
make any communication, including, but not limited to, communication in person, by
telephone, by mail, by broadcast, by computer or computer network, or by any other electronic
device. "Harassing and intimidating" refers to communication directed at a person that causes
emotional distress because of a reasonable fear for the person's safety or the safety of others,
which serves no legitimate purpose. It does not require an overt threat of death or bodily injury.
To avoid doubt, allegations of stalking based on sex are addressed under the University's Sex
and Gender-Based Harassment and Discrimination Policy 8.2.
7) Harassment: LGS prohibits harassment of any kind. Harassment can be conduct that persists
after such behavior has been requested to stop. Harassment is any unwelcome oral, written,
or physical conduct that is so severe and/or pervasive that it has the purpose or effect of
creating an intimidating, hostile, or offensive environment or unreasonably interferes with or
affects an individual's academic performance. Examples of harassment include but are not
limited to:
a. For the avoidance of doubt, the definition of discriminatory harassment of a non-sexual
nature from the University's Equal Opportunity and Discriminatory Harassment
https://emory.ellucid.com/documents/view/16834/?security=d3b7518a869d72e6d5
b0c965c987b3c9053079b3 shall apply to allegations of harassment by a student based
on race, color, religion, ethnic or national origin, gender, genetic information, age,
disability, sexual orientation, gender identity, gender expression, veteran's status, or
any other factor that is a prohibited consideration under applicable law. Allegations of
discriminatory harassment of a non-sexual nature that relate to a student acting in
their capacity as an employee are not resolved under the Conduct Code but rather
under the policy applicable in that context.
b. Verbal abuse; epithets or slurs; negative stereotyping; threatening, intimidating, or
hostile acts; denigrating jokes; insulting comments or gestures; and the display or
Last Updated: August 17, 2023 Page 42 of 53
circulation of written or graphic material that denigrates or shows hostility or aversion
toward an individual or group members. Students' calls, texts, emails, and social media
usage can contribute to a hostile work, learning, or living environment, even if they
occur away from the University premises. For the avoidance of doubt, allegations of
harassment based on race, color, religion, ethnic or national origin, gender, genetic
information, age, disability, sexual orientation, gender identity, gender expression,
veteran's status, or any other factor that is a prohibited consideration under applicable
law are addressed under the University's Equal Opportunity and Discriminatory
Harassment.
https://emory.ellucid.com/documents/view/16834/?security=d3b7518a869d72e6d5b0c
965c987b3c9053079b3
c. Sexual harassment and other Prohibited Conduct outlined in the University's Sex and
Gender-Based Harassment and
Discrimination:https://emory.ellucid.com/documents/view/16836/?security=4f94881ac
0ddcbae11c4a4115a74ae7de40de24b LGS prohibits all conduct that violates the
University's Sex and Gender-Based Harassment and Discrimination Policy, and
allegations of such behavior will be addressed under that policy.
8) Recording without Consent: Taking a photograph or making an image or audio or video
recording, including "streaming" audio or video, of any member of the Emory community
without that person's consent. Such as when a reasonable person would find the recording
inappropriate and/or likely to cause injury or distress; if under circumstances where the
person(s) has/have a reasonable expectation of privacy.
9) Refusal to comply: Refusal to comply with the directions of Emory officials acting in the proper
performance of their duties.
10) Failure to uphold appropriate professional standards: Failure to uphold high standards of
courtesy, integrity, and professional responsibility.
11) Failure to complete sanctions: Failing to meet sanctions imposed in a Conduct Code or Honor
Code Process.
12) Other Conduct Offenses: Including other violations of law, Emory, or LGS policy, including, for
example, but not limited to, violation of any health or safety rule, breach of acceptable use of
technology or computing resources, or aiding and abetting others in the commission of
Conduct Code violations.
Section 2: Interim Action
The University reserves the right to take prompt, interim, necessary, and appropriate action to protect
the safety and well-being of the campus community. The Vice President and Dean for Campus Life are
charged with the welfare of all students. Accordingly, in appropriate situations, the Vice President and
Dean for Campus Life or their designee have complete discretion and authority to deal with student
conduct according to the exigencies of the situation and for its duration. Likewise, the LGS Dean of
Student Affairs has complete discretion and authority to deal with student conduct according to the
exigencies of the situation and for its duration. Nothing in this policy limits the power of the University
to take temporary administrative interim action to ensure the safety of the Emory community. In all
such cases, the appropriate University authorities will review interim measures promptly, typically
Last Updated: August 17, 2023 Page 43 of 53
within five business days.
Section 3: Procedures for Reporting Cases
1. Any individual who suspects that an offense of academic misconduct has occurred shall report
this alleged breach to the DGS, PD, or a member of the decanal staff of the LGS.
2. When a report comes to a DGS or PD, they should promptly notify the Dean of Student Affairs in
the LGS in writing.
3. Once relevant materials are received, the Dean of Student Affairs or designee investigates.
Section 4: Investigation Procedures
1. An investigation includes an interview with the individual making the allegation and a separate
interview with the accused student to review the allegations. The accused student will be asked
to submit a written statement within seven (7) days following the interview. The written
statement should include their account of the incident that led to the allegation. The accused
student should also identify witnesses who can testify to the allegation.
2. After speaking with the accused student and the individual making the allegation, the Dean of
Student Affairs or designee shall collect any additional information or interview other individuals
who may have information related to the allegations. The Dean of Student Affairs then decides
whether sufficient information supports moving forward to a hearing.
3. If sufficient evidence does not exist to move forward to a hearing at the Dean of Student Affairs
discretion, the Dean of Student Affairs will notify the parties that there is insufficient
information to move forward with the process.
4. The Dean of Student Affairs will convene a committee if sufficient evidence exists to proceed to
a hearing. The Dean of Student Affairs will notify the accused student of the charges and offer to
meet with the accused student to review the Conduct Code Hearing Procedures and the
student's rights as outlined below. The Dean of Student Affairs will also confirm potential
witnesses to speak at the hearing.
Section 5: Conduct Code Committee
1. The Dean of Student Affairs will form a committee when there is sufficient evidence to proceed
with a hearing. The Committee shall consist of:
The Vice President of the LGS Council (LGSC), or the Vice President's designee, will act
as Chair of the Committee.
A member of the LGSC, excluding the President of LGSC and anyone from the accused
student's program.
Two members of the LGS graduate faculty, at least one of whom is from the accused
student's program division (sciences, social sciences, or humanities), but neither can
be from the accused student's specific program.
Section 6: Conduct Code Hearing Procedures
1. The Committee reviews materials gathered during the investigation and the written statement
submitted by the accused student. The Dean of Student Affairs will collect the information if the
Committee requests additional materials. After reviewing the investigation materials and the list
of proposed witnesses, the Committee will set a hearing date and include in the notice the
individuals who may be asked to speak at the hearing.
2. Once a hearing date is scheduled, the Dean of Student Affairs will send the accused student a
Last Updated: August 17, 2023 Page 44 of 53
notice of hearing with the date, time, and place of the hearingwhich may be conducted
electronically at the Committee's discretion. The notice shall also include the names of the
Committee members. The accused student will have three (3) days from receipt of the notice to
raise any objection to the Committee members. Any objection should outline in sufficient detail
a reasonable basis for the objection. The notice will also include the names of individuals who
may be asked to speak at the hearing. Should an objection be filed, the Dean of Student Affairs
will decide whether members of the Committee should be replaced.
3. Should the accused student or a witness, after receiving the notice of hearing, be unable to
appear at the time and place specified for the hearing, they may submit a statement to be read
during the hearing. Should the accused student not appear or be removed from the hearing, the
Committee has the discretion to conduct the hearing with the student in absentia.
4. Hearings shall be fair and impartial. The hearing is an educational process, and the rules of
evidence in a court of law shall not apply. It is within the Chair's discretion to exclude any
irrelevant, duplicative, and prejudicial evidence.
5. Before testifying, the Committee shall remind each witness of the expectation of truthfulness,
candor, and LGS expectations related to confidentiality (described further below).
6. The accused student and only members of the Committee may question witnesses.
7. Individuals are expected to ask and answer questions respectfully and non-argumentatively and
refrain from engaging in abusive, aggressive, or disruptive behavior. If any individual, including
an advisor, violates these standards of decorum, they may be removed from the hearing.
8. Other than the witness, while testifying, only the members of the Committee, a member of the
decanal staff of the LGS designated by the Dean, and the accused student and their advisor may
be present during the hearing.
9. The Dean of Student Affairs will record the hearing, except for the Committee's final
deliberations. The recording is retained by LGS per the University's record retention schedule.
No other recording is permitted to respect the confidentiality of the process and privacy rights
applicable to educational records.
10. After the hearing, the Committee shall retire to deliberate in private. If the Committee
determines that the accused student is responsible for the alleged violations, the Committee
shall secure from the Dean the record of any previous disciplinary violations by the student.
Based on its findings in the case and the student's prior disciplinary record, the Committee shall
notify the LGS Dean of its findings and a recommended sanction or sanctions (as stated below).
Recommended sanction(s) may or may not mirror previous disciplinary sanction(s).
11. A three-fourths vote of the Committee shall be required for a finding of a Conduct Code
violation, and the Committee shall vote on each possible sanction listed below. After the
Committee's deliberation and vote, the Committee shall prepare a written summary that
includes a recitation of pertinent evidence and facts, the finding of the Committee, and a
recommended sanction(s) should the Committee find the accused student has committed a
Conduct Code violation. The Committee will submit the written summary only to the LGS Dean
and Dean of Student Affairs. After receipt, the Dean shall review the summary and
recommended sanction(s) and may listen to the hearing recording to determine if the
Committee's recommendations are fair and impartial. The LGS Dean has the discretion to adopt
the recommended sanction(s) or to increase or decrease its severity. Finally, the Dean will
prepare a written statement of the outcome of the Committee's findings, the sanction(s) the
Dean finds appropriate, and the student's right to appeal. The accused student and the
University Registrar will receive a copy of the outcome notification. In addition, the program
DGSs, and the faculty member directly involved with the allegation may also receive a copy of
the notice.
Last Updated: August 17, 2023 Page 45 of 53
Section 7: Student's Rights
1. The accused student shall have the right to testify, be present at the hearing, and make an
opening and closing statement.
2.
If the accused student needs an accommodation(s) during the hearing, the student must
contact Emory's Department of Accessibility Services (DAS) and notify the Dean of Student
Affairs as soon as possible. The
Dean of Student Affairs
and DAS will then engage in the
interactive process to determine what accommodations are needed.
3. The accused student shall have the right to have an advisor at the hearing. The advisor shall be a
LGS community member student, faculty, or staff. In cases where the accused student claims
that limiting the advisor pool to the LGS community poses a hardship, the Dean of Student
Affairs, in their sole discretion, may allow the accused student to select any non-attorney from
within the University community as an advisor. In all cases, the Dean of Student Affairs reserves
the right to restrict the choice of adviser should the person chosen to serve in that role have a
conflict of interest. The advisor's purpose is to support the student throughout the process and
is limited to a non-speaking role. The advisor may not speak to the Committee or witnesses.
4. The accused student shall have the right to call a reasonable number of witnesses, present
evidence, and question witnesses. The accused student must identify potential witnesses and
evidence in their written statement during the investigation stage and will have an opportunity
to identify witnesses whom they want to speak at the hearing. The Dean of Students will notify
the witnesses should they need to attend the hearing.
Section 8: Sanctions
When the Committee finds a student responsible for a Conduct Code violation, one or more of the
following sanctions may be imposed. The LGS Dean has the discretion to adopt the recommended
sanction(s) or to increase or decrease its severity. The Dean will prepare a written statement of the
outcome of the Committee's findings, the sanction(s) the Dean finds appropriate, and the student's
right to appeal. The accused student and the University Registrar will receive a copy of the outcome
notification and record in the student's academic record.
1. No sanction, case dismissed.
2. A warning.
3. An educational program. This could include a JPE course or seminar, CITI training or retake, or
other training internal or external to Emory.
4. Probation. Probation will signify that the student is not in good standing with the University
during probation.
5. Partial or no credit on the examination, evaluation, or assignment.
6. Failure of the course.
7. Suspension from the program and or Emory for a specific period of time.
8. Revocation of financial support.
9. Permanent expulsion from Emory University.
10. Other. Sanctions not listed above may be appropriate.
Section 9: Confidentiality
Because alleged academic dishonesty can seriously impact a student's professional career and
relations, all proceedings of the Committee and reviews of the Appeal Committee shall be carried out
with due regard for privacy. It shall be the responsibility of the Chairs of the Committee and the
Last Updated: August 17, 2023 Page 46 of 53
Appeal Committee to take reasonable steps to ensure this privacy is maintained. Discretion is an
essential step in our process for preserving the student's confidentiality and avoiding any action that
could be perceived as retaliatory.
Section 10: Appeal Procedure
The decision of the Committee and the LGS Dean's decision on the sanctions shall be final unless the
student provides the LGS Senior Associate Dean with a written appeal within seven (7) calendar days
of receipt of the decision. A student may only appeal on the following grounds:
Procedural irregularity that affected the outcome of the matter;
New evidence that was not reasonably available at the time the determination regarding
responsibility was made could affect the outcome of the matter; or
Members of the Committee had a conflict of interest or bias for or against the accused student
that affected the outcome of the matter. If the conflict involves a member of the Committee,
the accused student raised the potential conflict before the hearing.
Mere dissatisfaction with the decision of the Committee or the Dean's sanction(s) is not grounds for
appeal.
The Senior Associate Dean shall appoint an Appeal Committee upon receipt of the appeal. The Appeal
Committee shall consist of:
Two members of the Executive Council of the LGS appointed by the Dean, one of whom shall be
appointed Chair of the Appeal Committee: and
The LGSC President and one member of the LGSC, not from the student's program, are
appointed by the LGSC President.
No member who has served on the Hearing Committee, in that case, shall be appointed or was a
participant in the proceedings before that Committee.
The Appeal Committee will review the appeal and may review the case records, including the
hearing recording. The Appeal Committee will review the materials to determine a reasonable basis
for changing the outcome. The Appeal Committee will issue a written determination of the appeal and
the rationale for the result. It may issue one of the following decisions.
Affirm the original finding and sanction.
Affirm the original finding but issue a new sanction, which may be of greater or lesser severity.
Remand the case to the Committee or a new Committee to correct a procedural or factual
defect.
Dismiss the case if a procedural or factual defect cannot be remedied by remand.
The Appeal Committee's determinations are final and not appealable; however, the outcome
of a remanded case may again be appealed. The Senior Associate Dean will provide the student, Dean
of Student Affairs, and LGS Dean with the decision of the Appeal Committee.
This Conduct Code is effective August 2023 and supersedes all previous versions, which are hereby
superseded and repealed.
Part III: Involuntary Withdrawal Policy and Procedure
Last Updated: August 17, 2023 Page 47 of 53
Preamble
Emory University considers the safety and welfare of its students, faculty, and staff a top priority.
Therefore, when a student engages in behavior that could constitute a violation of Emory's rules of
conduct, the behavior will be addressed as a disciplinary matter under the applicable Student
Conduct Code or, as appropriate, Honor Code, which defines prohibited conduct and outlines a
process for conducting disciplinary proceedings.
This Involuntary Withdrawal Policy and Procedure is not a disciplinary code, policy, or process. It is
not intended to apply to situations in which a student engages in behavior that could violate the
University's rules of conduct (e.g., an Honor Code or Conduct Code). It is intended to apply when a
student's observed behavior, actions, or statements indicate a direct threat to the student's health,
safety or an immediate threat to the health or safety of others. There may be situations where this
Involuntary Withdrawal Policy and the Student Conduct Code may apply. In all cases, the Dean of
the LGS shall have final authority regarding the decision, enactment, enforcement, and management
of the involuntary withdrawal of a student.
Section 1: Conditions
A student may be withdrawn involuntarily from Emory if the University determines that the student
represents a direct threat to the health and safety of themselves or others by:
1. Engaging or threatening to engage in behavior that poses a high probability of substantial
harm to themselves or others; or
2. Engaging or threatening to engage in behavior that would cause significant property damage
would directly and substantially impede the lawful activities of others or interfere with the
educational process and the orderly operation of the University.
Section 2: Procedure
When the Dean or their designee, based on a student's conduct, actions, or statements, has
reasonable cause to believe that the student meets one or more of the criteria for involuntary
withdrawal, the Dean may initiate an assessment of the student's ability to participate in the
University's program safely.
An Assistant or Associate Dean initiates this assessment by first meeting with the student to:
Review available information concerning the behavior and/or incidents that have caused
concern.
Provide the student with a copy of this Involuntary Withdrawal Policy and Procedure and
discuss its contents with the student.
Provide the student an opportunity to explain their behavior; and
Discuss options available to the student, including counseling, voluntary withdrawal, and
evaluation for involuntary withdrawal.
If the student agrees to withdraw voluntarily from the University and waives any right to any further
procedures available under this policy, the student will be given a grade of W for all courses, will be
advised in writing of any conditions necessary before re-enrollment, and will be referred for
appropriate services.
If the student refuses to withdraw voluntarily from the University, and the Assistant or Associate
Last Updated: August 17, 2023 Page 48 of 53
Dean continues to have reasonable cause to believe the student meets one or more of the criteria
for involuntary withdrawal, the Assistant or Associate Dean may require the student to be
evaluated by an appropriate mental health or other professionals.
Section 3: Evaluation
The Assistant or Associate Dean may refer the student for a mandatory evaluation by an appropriate
mental health professional. The University may select a mental health professional so long as there is
no cost to the student for the evaluation. A written copy of the involuntary referral shall be provided
to the student.
The evaluation must be completed within five (5) school days after the referral letter is provided to
the student. Before the evaluation, the student must sign a written authorization to exchange
relevant information between the mental health professional(s) and the University. Upon
completion, copies of the evaluation report will be provided to the Assistant or Associate Dean and
the student.
The identified professional making the evaluation shall make an individualized and objective
assessment of the student's ability to safely participate in Emory's program based on a reasonable
professional judgment relying on the most current medical knowledge and/or the best available
objective evidence. This assessment shall include a determination of the nature, duration, and severity
of the risk posed by the student to the health or safety of themself or others, the probability that the
potentially threatening injury will occur, and whether reasonable modifications of policies, practices,
or procedures will sufficiently mitigate the risk. With appropriate authorization, the professional will
share their recommendation with the Assistant or Associate Dean, who will consider this
recommendation in determining whether the student should be involuntarily withdrawn from Emory.
A copy of the professional's recommendation will be provided to the student unless, in the opinion of
a mental health professional, it would be damaging to the student.
If the evaluation results in a determination by the mental health professional that the student’s
continued attendance presents no significant risk to the health or safety of the student or others and
no considerable threat to the property, to the lawful activities of others, or the educational processes
and orderly operations of the University, no further action shall be taken to withdraw the student from
the University.
If the evaluation results in a determination that the continued attendance of the student presents a
significant risk to the health or safety of the student or others, such that there is a high probability of
substantial harm or a significant threat to the property, the lawful activities of others, or the
educational processes and orderly operations of the University, the student may be involuntarily
withdrawn from the University. In such an event, the student shall be informed in writing by the
Assistant or Associate Dean of the involuntary withdrawal of the student’s right to an informal hearing,
their right to appeal the hearing officer's decision, and any conditions necessary for re-enrollment. In
most cases, a student who is involuntarily withdrawn will be given a grade of W in all courses in which
the student is currently enrolled.
Section 4: Informal Hearing
A student who has been involuntarily withdrawn may request an informal hearing before a member
Last Updated: August 17, 2023 Page 49 of 53
of the Laney Executive Council appointed by the Senior Associate Dean by submitting a written
request to be heard within two (2) business days from receipt of the notice of involuntary withdrawal.
A hearing will be set as soon as reasonably possible. The student shall remain involuntarily withdrawn
pending completion of the hearing.
The hearing shall be informal and non-adversarial. During the hearing, the student may present
relevant information and be advised by an Emory faculty, staff member, or licensed health
professional. However, the advisor's role is limited to advising the student. After the hearing, the
hearing officer shall decide whether to uphold the involuntary withdrawal or reconsider. The
student shall receive written notice of the hearing officer’s decision immediately.
Section 5: Appeal to the Dean
The student may appeal the hearing officer’s decision to the Dean, who shall review all information
presented and decide whether to uphold the involuntary withdrawal.
Section 6: Emergency Suspension
The University may take emergency action to suspend a student pending a final decision on
whether the student will be involuntarily withdrawn in situations in which:
There is imminent danger of serious physical harm to the student or others;
There is imminent danger of significant property damage;
The student is unable or unwilling to meet with the Assistant or Associate Dean;
The student refuses or has failed to complete the mandatory evaluation; or
The Emory Threat Assessment team and Assistant and Associate Deans determine such
other exceptional circumstances that suspension is warranted on an emergency basis.
If action is taken to suspend the student on an emergency basis, the student shall be given notice of
the emergency suspension and an initial opportunity to address the circumstances on which the
emergency suspension is based.
Section 7: Conditions for Readmission
Because this Involuntary Withdrawal Policy applies to cases in which there is a concern about the
safety of the student or others, the Dean or their designee may require a student who has been
involuntarily withdrawn under this policy to be re-evaluated before they are readmitted to ensure that
they do not present a direct threat to themselves or others.
Part IV: LGS Grievance Procedure
Students who wish to outline grievances or disagreements of an intra-program nature (e.g., grade
dispute) should first address those concerns to either the PD or the appropriately designated Committee
in their program. Students who do not reach a resolution through those avenues or believe that their
issues cannot be reasonably resolved by going through those routes may bring their grievances to the
LGS Committee on Grievances. The Committee on Grievances comprises three graduate faculty
members appointed by the LGS Senior Associate Dean.
Last Updated: August 17, 2023 Page 50 of 53
Section 1: Filing a Grievance
To file a formal grievance, a student shall submit a written grievance to the Committee on Grievances by
emailing the grievance to the Senior Associate Dean. The Senior Associate Dean shall then confirm
receipt of the grievance and send it to the Committee on Grievances.
The grievance shall be no longer than five (5) single-spaced pages and should include the following:
A concise statement of the grievance. This statement should indicate ways in which the
program, LGS, and/or Emory University policy has been violated to the detriment of the
student;
A description of previous efforts sought to resolve the problem;
A clear statement of the remedy sought; and,
Supporting evidence for claims made in the complaint.
Any grievance filed to challenge a decision of the LGS Dean to dismiss a student from LGS must be filed
within 15 days of receipt of the dismissal notice.
Section 2: Committee on Grievance Procedure
Upon receipt of the grievance, the Committee on Grievances may request additional information from
or about the student and may request statements from other parties. The Committee on Grievances
may also request to meet with the student or other parties involved to clarify statements made in the
grievance, comments made in other written communication with the Committee, or any other source of
uncertainty about evidence in the Committee's possession. During this process, parties may only be
accompanied by a representative when invited to do so by the Committee on Grievances.
Based on the grievance and any other information gathered by the Committee on Grievances, the
Committee on Grievances will make a written recommendation to the LGS Dean that will explain its
reasoning and include all supporting documentation relevant to its recommendation. The LGS Dean will
then ultimately decide the resolution of the grievance and will inform the student and the Committee
on Grievances of the decision.
Section 3: Appeals
Students can appeal the Dean's decision to the LGS Executive Council. The Chair of the LGS Executive
Council will preside. Students must inform the Senior Associate Dean of the LGS that they intend to
appeal within seven (7) days of the Dean's decision regarding the grievance. The Senior Associate Dean
will provide a student who intends to appeal with the record developed by the Committee on
Grievances. A formal appeal must be made in writing to the Senior Associate Dean within seven (7) days
of receiving the record.
Mere dissatisfaction with the decision of the Dean is not grounds for appeal. A student may only appeal
on the following grounds:
Procedural irregularity that affected the outcome of the matter;
New evidence that was not reasonably available at the time the grievance was resolved which
could have affected the outcome; and
Members of the Committee on Grievances had a conflict of interest or demonstrated bias for
or against the accused student that affected the outcome of the matter.
The Executive Council will review the appeal and may review all records in the case to determine if there
Last Updated: August 17, 2023 Page 51 of 53
is a reasonable basis for changing the outcome. The Executive Council will issue a written determination
of the appeal and provide a rationale for its decision. The Executive Council may reach one of the
following decisions.
Dismiss the appeal for (1) failure to state a procedural irregularity, (2) failure to present new
evidence that was not reasonably available at the time the grievance was resolved, which could
have affected the outcome, or (3) failure to state a conflict of interest or a demonstrated bias
against the student on the part of a member of the Committee on Grievances.
Affirm the Dean’s decision.
Overturn the Dean’s decision and issue a new decision. The Executive Council may come to a
new finding about the validity of the grievance. It may also issue a new remedy if necessary.
Remand the case back to the Committee on Grievances or to a new Committee on Grievances to
correct a procedural or factual defect.
The Executive Council's determinations are final and not appealable; however, the outcome of a
remanded case may again be appealed.
The Senior Associate Dean shall promptly notify the student and LGS Dean in writing of the Executive
Council’s decision.
Use of the LGS grievance procedure will not prejudice in any way a student's rights under Emory
University Policy 10.12, which pertains to Student Complaints, and provides that "[s]students should
first attempt to resolve their complaints with the office most directly responsible for the action being
challenged."
Part V: Commonly Used University Policies
LGS expects every student and member of our Emory community to know the policies provided or cited
in this Handbook. Therefore, all students should revisit the Handbook and any linked policies as
frequently as needed to familiarize themselves or check for updates to these policies. While some
policies are linked below for ease of use, students are responsible for compliance with all LGS and Emory
University policies, which are located in a central policy library at the following web address:
https://policies.emory.edu/.
Emory Email Communication Policy
Email is the primary medium for official communication with students at Emory University. The
University assigns each registered student an official Emory email address. All University
communications sent via email will be sent to this address. Students are expected to maintain their
accounts and check their email regularly so that new mail will be appropriately received and read.
Certain communications may be time critical.
Student Technology Recommendations
Emory requires all students to own or have access to a computer that meets minimum hardware and
software requirements as required by their School and degree program and works on the Emory
network.
Starting with a computer that meets these minimum requirements will enable students to have a
Last Updated: August 17, 2023 Page 52 of 53
functional computer while pursuing their graduate degree. Emory Academic Technology Services
recommends minimum computer specifications to avoid technical issues while accessing and submitting
online course materials and collaborating in Canvas and Zoom. Additional Considerations should be
made if you are enrolled in a class/program requiring Data Analysis and the use of large data sets. Visit
Student Technology Support, the IT help desk, for additional support.
Policy on Consensual Teacher-Student Relationship: From the Faculty Handbook: Chapter 12 - Policies
Regarding Conduct in the Workplace The relationship between teacher and student is the foundation of
the academic mission of the University. This relationship vests considerable trust in the teacher, who, in
turn, bears the responsibility to serve as a mentor, educator, and evaluator. In discharging this
responsibility, each teacher is accountable for behaving in a manner that reflects the highest levels of
professional responsibility, recognizes the dignity and worth of each person at the University, and
protects the integrity of the student-teacher relationship. Faculty-student relationships carry risks of
conflict of interest, breach of trust, abuse of power, and breach of professional ethics. For these
reasons, a teacher must not engage in any consensual sexual relationship(s) with a student while the
teacher is in a position of academic supervisory authority with respect to the student. Nor may a teacher
assert any supervisory or academic authority concerning a student who was the subject of a previous
consensual sexual relationship. This prohibition extends to:
1. consensual sexual relationships between a faculty member and any student or trainee,
2. a graduate or professional student and an undergraduate student when the graduate or
professional student has some supervisory, academic responsibility for the undergraduate,
3. to consensual sexual relationships between department chairs and students in that department,
and
4. consensual sexual relationships between graduate advisors, PDs, and all others (each of whom is
considered a teacher) who have supervisory academic responsibility for a student and that
student.
When a teacher-student consensual relationship exists, has previously existed, or develops, the
teacher must decline to participate in any evaluative or supervisory academic activity concerning the
student. The Provost, deans, department chairs, and other administrators should respond to reports of
prohibited sexual relationships by inquiring further and, if such reports appear accurate, initiating
appropriate disciplinary action or remedial measures against the teacher involved. Egregious breach of
this policy is adequate cause for termination under Paragraph 12(c) of the Statement of Principles
Governing Faculty Relationships. Students should consult the US Department of Health and Human
Service's Office of Research Integrity and the Council of Graduate Schools' Project for Scholarly
Integrity for additional information and resources.
Equal Opportunity and Discriminatory Harassment Policy:
https://emory.ellucid.com/documents/view/16834/?security=d3b7518a869d72e6d5b0c965c987b3c905
3079b3
Sexual Misconduct Policy (Title IX):
https://emory.ellucid.com/documents/view/16836/?security=4f94881ac0ddcbae11c4a4115a74ae7de4
0de24b
Alcohol and Drug Abuse Policy:
https://emory.ellucid.com/documents/view/19654/?security=413e09c3fee6a98f74d0b5aabd5220b74d
932e48
Last Updated: August 17, 2023 Page 53 of 53
Information Technology Conditions of Use: https://emory.ellucid.com/documents/view/17569
Policy on Authorship Guidelines and Dispute Resolution:
https://emory.ellucid.com/documents/view/17540?security=c5fe9c92049de33a4186c9f0f335e828a88f
d662
Guidelines for Responsible Conduct of Scholarship and Research:
https://emory.ellucid.com/documents/view/17546?security=5100e4db1e477ed38aae83924c0c7ae409e
f42af
Confidentiality and Release of Information about Students:
https://emory.ellucid.com/documents/view/17620/?security=13d9b9006bbe82583abd111fe01341432f
80643a
Respect for Open Expression Policy:
https://emory.ellucid.com/documents/view/19648?security=c6f36f9de43a2cd25fc99614d09384f649a3
13cf
Student Complaints
https://emory.ellucid.com/documents/view/17609?security=481f3bc9642d299f207fa5ff46cdff6244dde
a66
Emory Trust Line
http://compliance.emory.edu/about/trust-line/index.html